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PP

Paul S. Pomerantz

WINDROSE ADVISORS LLC
WALTHAM, MA 02453
Some features on this profile are disabled
CRD#: 5751736
PP

Professional summary

Paul Scott Pomerantz is a registered financial advisor currently at WINDROSE ADVISORS LLC located in Waltham, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Paul has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Scott Pomerantz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 24, 2010 - Present

WINDROSE ADVISORS LLC

Office #1: 800 South Street Suite 600, Waltham, MA 02453
RIA
CRD#: 152145
WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WINDROSE ADVISORS LLC
FIREMAN CAPITAL ADVISORS | WINDROSE ADVISORS LLC | FIREMAN CAPITAL ADVISORS, LLC

CRD#: 152145 / SEC#: 801-70859

RIA
Registered Investment Advisory firm - (12/18/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/24/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/20/2010
Uniform Investment Adviser Law Examination

Current Firm

WA
WINDROSE ADVISORS LLC
FIREMAN CAPITAL ADVISORS | WINDROSE ADVISORS LLC | FIREMAN CAPITAL ADVISORS, LLC

CRD#: 152145 / SEC#: 801-70859

RIA
Registered Investment Advisory firm - (12/18/2009 Approved)
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Contact information

Main Address
Watermill Center 800 South Street, Suite 600, Waltham, MA 02453
Mailing Address
Phone number
(617) 421-1750
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WINDROSE FORM ADV 2A 2025 AA FINAL (3/26/2025)

Regulatory assets under management

Total Number of Accounts549
AUM (Assets Under Management)$ 2,487,640,162

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/25/2024
Cover Page
Report
01/26/2024
Cover Page
Report
12/29/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WINDROSE ADVISORS LLC

CRD#: 152145Waltham, MA 02453

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