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Ryan Anthony Derks

DERKS FINANCIAL
LEES SUMMIT, MO
·CRD# 5751523·16 years experience

Professional Summary

Ryan Anthony Derks is a registered financial advisor currently at DERKS FINANCIAL, LLC located in Lees Summit, Missouri. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

DERKS FINANCIAL, LLC·CRD# 315032
RIA
4959 Ne Goodview Cir Suite A, Lees Summit, MO 64064
October 1, 2021 - Present
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
RIA
Lee's Summit, MO
August 22, 2019 - September 30, 2021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Lee's Summit, MO
August 22, 2019 - September 30, 2021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
RIA
Lee's Summit, MO
April 26, 2011 - October 20, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Lee's Summit, MO
June 30, 2010 - October 20, 2017

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Current Firm

DF
DERKS FINANCIAL, LLC

DERKS FINANCIAL, LLC | DERKS FINANCIAL, LLC DBA RAVENNA CAPITAL

CRD#: 315032
Kansas
Registered Investment Advisory firm - Kansas (12/15/2021 Approved)
Missouri
Registered Investment Advisory firm - Missouri (9/30/2021 Approved)
Oregon
Registered Investment Advisory firm - Oregon (11/24/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (8/27/2021 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4959 Ne Goodview Cir Suite A, Lees Summit, MO 64064

Phone Number

(816) 795-6614

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

516

AUM (Assets Under Management)

$80,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Derks Tax & Accounting; Owner; Investment related: No; 4959A NE GOODVIEW CIRCLE LEES SUMMIT MO 64064 USA; Tax and accounting services; Duties: Overseeing operations; 2022-05-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10; Ryan Derks is the Owner of Derks Tax & Accounting; Business Investment Related: No; Location of the business: 4959A NE GOODVIEW CIRCLE LEES SUMMIT MO 64064; Responsibilities Duties: ACCOUNTING FOR BUSINESS OWNERS AND TAX RETURNS; Start date with business: 2022-05-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Kansas
(12/15/2021)
IAR
Missouri
(10/1/2021)
IAR
Texas
(10/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2010About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ryan Anthony Derks's CRS (Customer Relationship Summary).

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