RD
Ryan A. Derks
DERKS FINANCIAL
Lees Summit, MO 64064
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CRD#: 5751523
RD
Professional summary
Ryan Anthony Derks is a registered financial advisor currently at DERKS FINANCIAL, LLC located in Lees Summit, Missouri.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ryan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Derks Tax & Accounting; Owner; Investment related: No; 4959A NE GOODVIEW CIRCLE LEES SUMMIT MO 64064 USA; Tax and accounting services; Duties: Overseeing operations; 2022-05-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10; Ryan Derks is the Owner of Derks Tax & Accounting; Business Investment Related: No; Location of the business: 4959A NE GOODVIEW CIRCLE LEES SUMMIT MO 64064; Responsibilities Duties: ACCOUNTING FOR BUSINESS OWNERS AND TAX RETURNS; Start date with business: 2022-05-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 10.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Anthony Derks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2021 - Present
DERKS FINANCIAL, LLC
Office #1: 4959 Ne Goodview Cir Suite A, Lees Summit, MO 64064RIA
CRD#: 315032
Lees Summit, MO
Past
August 22, 2019 - September 30, 2021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
Lee's Summit, MO
Past
August 22, 2019 - September 30, 2021
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Lee's Summit, MO
Past
April 26, 2011 - October 20, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
Lee's Summit, MO
Past
June 30, 2010 - October 20, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Lee's Summit, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(12/15/2021)
IAR
Missouri(10/1/2021)
IAR
Oregon(10/19/2021)
IAR
Texas(10/4/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
DF
DERKS FINANCIAL, LLC
DERKS FINANCIAL, LLC | DERKS FINANCIAL, LLC DBA RAVENNA CAPITAL
CRD#: 315032 / SEC#:
Kansas
Registered Investment Advisory firm - (12/15/2021 Approved)Missouri
Registered Investment Advisory firm - (9/30/2021 Approved)Oregon
Registered Investment Advisory firm - (10/1/2021 Approved)Texas
Registered Investment Advisory firm - (8/27/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4959 Ne Goodview Cir Suite A, Lees Summit, MO 64064
Mailing Address
Phone number
(816) 795-6614
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 471 |
| AUM (Assets Under Management) | $ 70,000,000 |
Red Flags
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Company Information
DERKS FINANCIAL, LLC
CRD#: 315032Lees Summit, MO 64064TRUST BUT VERIFY
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