CR
Carlos D. Ruiz
BULLTICK
BOGOTA,
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CRD#: 5751182
CR
Professional summary
Carlos Daniel Ruiz is a registered financial professional currently at BULLTICK, LLC .
Carlos is registered as a RR (Registered Representative) and started their career in finance in 2010. Carlos has worked at 1 firm and has passed the SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Carlos Daniel Ruiz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2010 - Present
BULLTICK, LLC
Office #1: Cra 12 # 79-43 Oficina 504, BogotaBD
CRD#: 104005
BOGOTA,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/22/2020
General Securities Representative ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BL
BULLTICK, LLC
BULLTICK LLC | BULLTICK, LLC
CRD#: 104005 / SEC#: , 8-52493
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
333 Se 2nd Ave. Ste 3950, Miami, FL 33131
Mailing Address
333 Se 2nd Ave. Ste 3950, Miami, FL 33131
Phone number
(305) 533-1541
Established
Delaware since 02/18/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (15 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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