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Humberto Banuelos Caamano

BULLTICK
Miami, FL
·CRD# 5156168·20 years experience

Professional Summary

Humberto Banuelos Caamano, who also goes by Humberto Banuelos, is a registered financial advisor currently at BULLTICK, LLC located in Miami, Florida. Humberto is registered as a RR (Registered Representative) and started their career in finance in 2006. Humberto has worked at 3 firms and has passed the SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Humberto Banuelos

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

BULLTICK, LLC·CRD# 104005
BD
1. 333 Se 2nd Ave. Ste 3950, Miami, FL 331312. 333 Se 2nd Ave. Ste 3950, Miami, FL 33131
July 10, 2013 - Present
BULLTICK SECURITIES, LLC·CRD# 132092
BD
Miami, FL
December 3, 2012 - September 19, 2014
BULLTICK INVESTMENTS, LLC·CRD# 139981
BD
Miami, FL
September 20, 2006 - September 19, 2014

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Current Firm

BL
BULLTICK, LLC

BULLTICK LLC | BULLTICK, LLC

CRD#: 104005 / SEC#: 8-52493
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

333 Se 2nd Ave. Ste 3950, Miami, FL 33131

Mailing Address

333 Se 2nd Ave. Ste 3950, Miami, FL 33131

Phone Number

(305) 533-1541

Established

Delaware since 02/18/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (15 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BULLTICK CAPITAL MARKETS HOLDINGS, LLCOWNER—
BANUELOS CAAMANO, HUMBERTOCHIEF EXECUTIVE OFFICER5156168
EGUILIOR, GENEMARIE BIERLEYCHIEF COMPLIANCE OFFICER2309541
HERRERA, WILLIAM ALBERTPRINCIPAL OPERATIONS OFFICER2153052
HERRERA, WILLIAM ALBERTCFO/FINOP2153052

Disclosures

Regulatory Event

11

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/11/2013)
RR
Ohio
(11/30/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Humberto Banuelos Caamano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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HB
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