Shane C. Miller

WPWEALTH LLP

Fort Worth, TX 76102

Some features on this profile are disabled

CRD#: 5750662

Professional summary

Shane Christopher Miller, CFP® is a registered financial advisor currently at WPWEALTH LLP located in Fort Worth, Texas.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Shane has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Beginning March 2024, Mr. Miller serves as the President of Bright Wellness DFW, LLC a healthcare company located a t 6932 Vista Ridge Court, Fort Worth, TX 76132. Mr. Miller assists with payroll, accounting and consultations on business matters. The activity does not assume a substantial source of the Investment Adviser Representative's time or income. Furthermore, such non-investment related business activities are in no way affiliated, endorsed, sponsored or in any way associated with WPW.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Christopher Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

November 14, 2013 - Present

WPWEALTH LLP

Office #1: 640 Taylor Street, Suite 2200 Suite 2200, Fort Worth, TX 76102

RIA

CRD#: 145467

Fort Worth, TX

Past

July 1, 2013 - November 18, 2013

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Past

July 20, 2012 - June 12, 2013

MILESTONE WEALTH STRATEGIES

RIA

CRD#: 162625

PLANO, TX

Past

January 4, 2011 - June 22, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

PLANO, TX

Past

July 14, 2010 - June 22, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WPWEALTH LLP

WHITLEY PENN FINANCIAL, L.L.P. | WPWEALTH, LLP | WPWEALTH LLP | WHITLEY PENN FINANICAL SERVICES, L.L.P.

CRD#: 145467 / SEC#: 801-68528

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/14/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/9/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/13/2010

General Securities Representative Examination

Current Firm

WPWEALTH LLP

WHITLEY PENN FINANCIAL, L.L.P. | WPWEALTH, LLP | WPWEALTH LLP | WHITLEY PENN FINANICAL SERVICES, L.L.P.

CRD#: 145467 / SEC#: 801-68528

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

640 Taylor Street, Suite 2200 Suite 2200, Fort Worth, TX 76102

Mailing Address

Phone number

(817) 259-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II - 03.25.2024 (5/21/2025)

ADV PART II - 05.21.2025 (5/21/2025)

ADV PART II - 03.31.2025 (3/31/2025)

ADV PART II - 04.05.2024 (3/31/2025)

ADV PART II - 07.27.2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,581
AUM (Assets Under Management)	$ 1,029,170,419

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

James Moore

EDWARD JONES

IAR

Ft Worth, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shane C. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Christopher Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY DISTRIBUTORS COMPANY LLC

MILESTONE WEALTH STRATEGIES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

WPWEALTH LLP

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2010

Series 63

Date: 8/9/2010

Series 7

Date: 7/13/2010

Current Firm

WPWEALTH LLP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WPWEALTH LLP

TRUST BUT VERIFY

Similar Advisors