James R. Martinus
KESTRA ADVISORY SERVICES
Wyoming, MI 49418
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CRD#: 5750179
Professional summary
James Randall Martinus, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wyoming, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Wyoming, Michigan.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. James has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR NAME: HERITAGE WEALTH MANAGEMENT POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/03/2025 ADDRESS: 4166 56th St SW, Suite B, Wyoming MI 49418, United States DESCRIPTION: Advisory and securities through Heritage Wealth Management. May also include insurance business. Name: HERITAGE WEALTH MANAGEMENT POSITION: Owner NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/03/2025 ADDRESS: 4166 56th St SW, Suite B, Wyoming MI 49418, United States DESCRIPTION: Advisory and securities through Heritage Wealth Management. May also include insurance business.
CRS (Client Relationship Summary) - RIA
Click below to view James Randall Martinus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
November 3, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 4166 56th St. Sw Suite B, Wyoming, MI 49418RIA
CRD#: 283330
Wyoming, MI
Current
November 3, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4166 56th St. Sw Suite B, Wyoming, MI 49418BD
CRD#: 42046
Wyoming, MI
Past
July 24, 2020 - November 3, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Wyoming, MI
Past
July 24, 2020 - November 3, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Wyoming, MI
Past
February 12, 2015 - July 28, 2020
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
GRAND RAPIDS, MI
Past
March 16, 2010 - July 28, 2020
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GRAND RAPIDS, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/3/2025)
RR
Florida(11/3/2025)
RR
Michigan(11/3/2025)
IAR
Michigan(11/3/2025)
RR
Minnesota(11/3/2025)
RR
Ohio(11/3/2025)
RR
Texas(11/3/2025)
IAR
Texas(11/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Wyoming, MI 49418TRUST BUT VERIFY
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