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IC

Ishwarjit S. Chadha

MSA SECURITIES
Santa Monica, CA 90405
Some features on this profile are disabled
CRD#: 5750099
IC

Professional summary

Ishwarjit S Chadha is a registered financial professional currently at MSA SECURITIES, LLC located in Santa Monica, California.

Ishwarjit is registered as a RR (Registered Representative) and started their career in finance in 2025. Ishwarjit has worked at 1 firm and has passed the Series 82TO, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ishwarjit S Chadha's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 5, 2025 - Present

MSA SECURITIES, LLC

Office #1: 3110 Main Street Suite 310, Santa Monica, CA 90405
BD
CRD#: 150557
Santa Monica, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 82TO
Date: 11/3/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 7/5/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/5/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MSA SECURITIES, LLC
MSA SECURITIES, LLC

CRD#: 150557 / SEC#: , 8-68267

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
3110 Main Street Suite 310, Santa Monica, CA 90405
Mailing Address
3110 Main Street Suite 310, Santa Monica, CA 90405
Phone number
(310) 392-7607
Established
Delaware since 12/11/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FILLO, CHRISTOPHER MARKMANAGING MEMBER, CCO, EXEC. REP., AML SUPER.
MISTY MOUNTAIN HOP AGGREGATOR TRUSTMEMBER
POTTS, JAMES BERTRUMFINOP, CFO6411792

Disclosures

Regulatory Event1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MSA SECURITIES, LLC

CRD#: 150557Santa Monica, CA 90405

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