Bradley Joseph Weitzel

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Contact Information

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

WEITZEL FINANCIAL SERVICES, INC.Current·CRD# 27346

RIA

BD

1200 Cedar Cross Rd, Dubuque, IA 52003-0306

August 23, 2016 - Present

WEITZEL FINANCIAL SERVICES, INC.Current·CRD# 27346

RIA

BD

1200 Cedar Cross Rd, Dubuque, IA 52003-0306

March 12, 2010 - Present

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Current Firm

WF

WEITZEL FINANCIAL SERVICES, INC.

WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346 / SEC#: 801-118164, 8-43093

RIA

Registered Investment Advisory firm - SEC (3/4/2020 Approved)

Illinois

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Iowa

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1200 Cedar Cross Rd, Dubuque, IA 52003

Mailing Address

1200 Cedar Cross Rd, Dubuque, IA 52003-0306

Phone Number

(563) 583-6020

Established

Iowa since 08/01/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

4

SEC notice filing (7 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 7 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MORONEY, MAYA - PART 2B (9/24/2026)

LAYMAN, JAKE - PART 2B (8/10/2026)

QUINT, RAYMOND - PART 2B 2020.01.29 (8/10/2026)

MOORE, MATTHEW - PART 2B 2020.01.29 (8/10/2026)

WFS FORM ADV PART 2 - 2020.01.29 (8/10/2026)

BERGER, MARTIN - PART 2B 2020.01.29 (8/10/2026)

Direct owners and executive officers

Name	Position	CRD#
WEITZEL, BRADLEY JOSEPH	VICE PRESIDENT/RIA CHIEF COMPLIANCE OFFICER	5749280
WEITZEL, TIMOTHY JOSEPH	PRESIDENT / BD CHIEF COMPLIANCE OFFICER	1063210

Regulatory Assets Under Management

Total Number of Accounts

1,134

AUM (Assets Under Management)

$327,771,408

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2010-PRESENT: WEITZEL FINANCIAL SERVICES, INC./INSURANCE RELATED/DUBUQUE, IA/INSURANCE AGENT/OFFER INSURANCE PRODUCTS & SERVICES OF UNAFFILIATED ISSUERS VIA AFFILIATED INSURANCE AGENCY/INVOLVES 15% TIME EACH MONTH, INCLUDING DURING TRADITIONAL MARKET HOURS.//

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WF

WEITZEL FINANCIAL SERVICES, INC.

WEITZEL FINANCIAL SERVICES | WEITZEL FINANCIAL SERVICES, INC.

CRD#: 27346 / SEC#: 801-118164, 8-43093

RIA

Registered Investment Advisory firm - SEC (3/4/2020 Approved)

Illinois

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Iowa

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Texas

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (3/4/2020 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Illinois
(4/26/2010)

IAR

Illinois
(8/29/2016)

RR

Iowa
(4/26/2010)

IAR

Iowa
(8/23/2016)

RR

Missouri
(1/2/2025)

RR

Wisconsin
(4/27/2010)

IAR

Wisconsin
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.