Derek E. Dobin

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

Chester Springs, PA 19425

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CRD#: 5748368

Professional summary

Derek Eliot Dobin, who also goes by Derek Eliot Dobin, is a registered financial advisor currently at CREATIVE CAPITAL WEALTH MANAGEMENT GROUP located in Chester Springs, Pennsylvania and ARKADIOS CAPITAL located in Chester Springs, Pennsylvania.

Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Derek has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek Eliot Dobin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Creative Capital Wealth Management Group, Is Investment Related, wealth management, Managing Director,2022-06-13,200 hours per month,5 hours per month during trading hours, Salary Compensation, Senior wealth strategist - helping clients with investments and financial planning. Managing Director - manage the team (operations, wealth management, financial planning).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Eliot Dobin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2022 - Present

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

Office #1: 1208 Kimberton Road, Chester Springs, PA 19425

RIA

CRD#: 304376

Chester Springs, PA

Current

July 28, 2022 - Present

ARKADIOS CAPITAL

Office #1: 1208 Kimberton Road, Chester Springs, PA 19425

CRD#: 282710

Chester Springs, PA

Past

April 8, 2020 - June 16, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Marlton, NJ

Past

April 8, 2020 - June 16, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

Marlton, NJ

Past

April 11, 2012 - February 26, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

MARLTON, NJ

Past

February 1, 2010 - February 26, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

MARLTON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(9/14/2022)

California
(9/14/2022)

Colorado
(9/14/2022)

Delaware
(9/14/2022)

Florida
(9/14/2022)

Georgia
(9/14/2022)

Illinois
(9/14/2022)

Indiana
(10/24/2024)

Iowa
(9/14/2022)

Kentucky
(9/14/2022)

Maryland
(9/14/2022)

Michigan
(12/19/2023)

Missouri
(12/21/2022)

Nevada
(9/14/2022)

New Jersey
(7/28/2022)

IAR

New Jersey
(6/27/2023)

New York
(7/28/2022)

North Carolina
(9/14/2022)

Ohio
(9/14/2022)

Oregon
(12/4/2023)

IAR

Pennsylvania
(6/28/2022)

Pennsylvania
(7/28/2022)

South Carolina
(9/14/2022)

Tennessee
(9/14/2022)

Texas
(9/14/2022)

Vermont
(11/9/2023)

Virginia
(9/14/2022)

West Virginia
(12/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/5/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/8/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/29/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

CREATE CAPITAL WEALTH MANAGEMENT | CREATIVE CAPITAL WEALTH MANAGEMENT GROUP, INC. | CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

CRD#: 304376 / SEC#:

Florida

Registered Investment Advisory firm - (11/26/2024 Terminated)

Maryland

Registered Investment Advisory firm - (12/2/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (6/27/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/10/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1208 Kimberton Road, Chester Springs, PA 19425

Mailing Address

Phone number

(610) 560-2003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 23,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Derek E. Dobin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Eliot Dobin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2012

Series 63

Date: 3/5/2010

Series 7TO

Date: 2/8/2019

SIE

Date: 10/1/2018

Series 6

Date: 1/29/2010

FINRA

Current Firm

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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