Michael Stephan Proctor
CFP®Professional Summary
Michael Stephan Proctor, CFP®, who also goes by Michael Stephen Proctor, Mike Proctor, is a registered financial advisor currently at STEWARDRIGHT located in Wichita, Kansas. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Stephen Proctor, Mike Proctor
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
Credentials
Years of Experience
15 years in the financial services industry
Current & Past Employments
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
Current Firm
LEADING EDGE FINANCIAL PLANNING | STEWARDRIGHT LLC | STEWARDRIGHT | LEADING EDGE FINANCIAL PLANNING, LLC
Contact Information
Main Address
515 S Main St, Suite 103, Wichita, KS 67202Phone Number
(316) 768-7526# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
557AUM (Assets Under Management)
$69,720,732Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
State Registrations and Notice Filings
(8/18/2020)
(4/7/2017)
(5/17/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2011About the Series 6 examSimilar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
CRS (Client Relationship Summary) - RIA
Click below to view Michael Stephan Proctor's CRS (Customer Relationship Summary).
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
REDSTONE ADVISORS INC
