Michael S. Proctor

STEWARDRIGHT

Wichita, KS 67202

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CRD#: 5748341

Professional summary

Michael Stephan Proctor, CFP®, who also goes by Michael Stephen Proctor, Mike Proctor, is a registered financial advisor currently at STEWARDRIGHT located in Wichita, Kansas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Stephen Proctor | Mike Proctor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Independent Insurance Agent representing various insurance carriers, 2) Co-Owner of Eighth Wonder, LLC, a commercial real estate holding located in Wichita, KS. Activity began in 2024 and represents less than 5 hours per month generally outside of business hours. Duties are administrative in nature. 3) Owner of Bill Ding, LLC, a building material supplier located in Wichita, KS. Activity began in 2024 and represents less than 10 hours per month generally outside of business hours. Duties are administrative in nature. 4) Board Member/President of Wichita Estate Planning Council located in Wichita, KS. Activity began in 2021 and represents less than 10 hours per month generally outside of business hours. Duties are administrative in nature.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stephan Proctor's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

April 7, 2017 - Present

STEWARDRIGHT

Office #1: 515 S Main St, Suite 103, Wichita, KS 67202

RIA

CRD#: 287644

Wichita, KS

Past

February 10, 2016 - February 2, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Wichita, KS

Past

January 25, 2016 - February 2, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

Wichita, KS

Past

March 28, 2013 - December 9, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

WICHITA, KS

Past

June 28, 2011 - December 9, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/18/2020)

IAR

Kansas
(4/7/2017)

IAR

Texas
(5/17/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/5/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/27/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STEWARDRIGHT

LEADING EDGE FINANCIAL PLANNING | STEWARDRIGHT | LEADING EDGE FINANCIAL PLANNING, LLC

CRD#: 287644 / SEC#:

Colorado

Registered Investment Advisory firm - (5/29/2020 Approved)

Kansas

Registered Investment Advisory firm - (4/7/2017 Approved)

Texas

Registered Investment Advisory firm - (5/17/2018 Conditional Restricted)

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Contact information

Main Address

515 S Main St, Suite 103, Wichita, KS 67202

Mailing Address

Phone number

(316) 768-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	564
AUM (Assets Under Management)	$ 43,387,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Proctor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Stephan Proctor's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARDRIGHT

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/5/2011

SIE

Date: 2/2/2017

Series 6

Date: 6/27/2011

Current Firm

STEWARDRIGHT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STEWARDRIGHT

TRUST BUT VERIFY

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