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AA

Andrew M. Arroyo

ANDREW ARROYO INVESTMENTS
San Diego, CA 92130
Some features on this profile are disabled
CRD#: 5748201
AA

Professional summary

Andrew Michael Arroyo is a registered financial advisor currently at ANDREW ARROYO INVESTMENTS, LLC located in San Diego, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Andrew has worked at 1 firm and has passed the Series 65 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ANDREW ARROYO REAL ESTATE, INC. - SALES AND INVESTMENT RELATED - 1020 PROSPECT STREET #410, LA JOLLA, CA 92037 - RESIDENTIAL REAL ESTATE AGENCY- 50 HOURS PER MONTH- 1-2 HOURS DEVOTED DAILY DURING SECURITIES TRADING - OWNER AND OPERATOR. SAN DIEGO FORECLOSURE FUND, LLC - INVESTMENT RELATED - 1020 PROSPECT STREET #410, LA JOLLA, CA 92037 - REAL ESTATE INVESTMENT FUND- 20 HOURS PER MONTH- 1/2 HOUR DEVOTED DAILY DURING SECURITIES TRADING - PRINCIPAL OF THE MANAGING MEMBER OF THE FUND. FLEXIBILITY FUND L.P.- INVESTMENT RELATED - 1020 PROSPECT STREET #410, LA JOLLA, CA 92037 - SECURITIES, COMMODITIES, AND CURRENCY INVESTMENT FUND- 50 HOURS PER MONTH-3 HOUR DEVOTED DAILY DURING SECURITIES TRADING - PRINCIPAL OF THE GENERAL PARTNER OF THE FUND.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Michael Arroyo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 21, 2018 - Present

ANDREW ARROYO INVESTMENTS, LLC

Office #1: 12636 High Bluff Rd. Suite 400, San Diego, CA 92130
RIA
CRD#: 152691
San Diego, CA
Past

February 13, 2017 - December 31, 2017

ANDREW ARROYO INVESTMENTS, LLC

RIA
CRD#: 152691
SAN DIEGO, CA
Past

March 18, 2010 - December 31, 2016

ANDREW ARROYO INVESTMENTS, LLC

RIA
CRD#: 152691
LA JOLLA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/21/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/19/2009
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 12/10/2009
National Commodity Futures Examination

Current Firm

AA
ANDREW ARROYO INVESTMENTS, LLC
AAI ADVISORS | ANDREW ARROYO INVESTMENTS, LLC

CRD#: 152691 / SEC#:

California
Registered Investment Advisory firm - (2/21/2018 Approved)
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Contact information

Main Address
12636 High Bluff Rd. Suite 400, San Diego, CA 92130
Mailing Address
P.o. Box 2789, La Jolla, CA 92038
Phone number
(619) 224-3863
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANDREW ARROYO INVESTMENTS, LLC

CRD#: 152691San Diego, CA 92130

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