ES
Ehren J. Stanhope
O'SHAUGHNESSY ASSET MANAGEMENT
STAMFORD, CT 06902
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CRD#: 5747833
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Professional summary
Ehren Jonathan Stanhope, who also goes by Ehren Stanhope, is a registered financial advisor currently at O'SHAUGHNESSY ASSET MANAGEMENT, LLC located in Stamford, Connecticut.
Ehren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Ehren has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ehren Stanhope
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
REGISTRANT IS THE SOLE MANAGING MEMBER OF STANHOPE CAPITAL LLC. PREVIOUSLY AN INACTIVE SINGLE MEMBER DISREGARDED ENTITY, IT IS NOW GOING TO BE USED AS A HOLDING COMPANY FOR THE REGISTRANT FOR FLOW THROUGH INCOME FROM A TRANSPORTATION EQUIPMENT BUSINESS, HOWEVER THIS IS A PASSIVE INVESTMENT VEHICLE FOR THE REGISTRANT. THE REGISTRANT IS NOT INVOLVED IN THE DAILY OPERATIONS AND HE SHOULD NOT DEVOTE ANY HOURS TO THIS BUSINESS DURING NORMAL BUSINESS HOURS.
REGISTRANT IS ALSO A BOARD MEMBER OF the Builders Institute fka GREENWOOD RESEARCH. IT IS A NOT-FOR-PROFIT 501(C)3 COMPANY FOR THE PURPOSE OF PROMOTING FINANCIAL LITERACY THROUGH FREE RESEARCH. THE REGISTRANT IS NOT INVOLVED IN THE DAILY OPERATIONS AND HE SHOULD NOT DEVOTE ANY HOURS TO THIS BUSINESS DURING NORMAL BUSINESS HOURS.
REGISTRANT IS ALSO A MEMBER OF THE INVESTMENT COMMITTEE FOR SIG EP FRATERNITY'S NATIONAL ORGANIZATION NON-PROFIT ENITY. THE REGISTRANT IS NOT INVOLVED IN THE DAILY OPERATIONS AND HE SHOULD NOT DEVOTE ANY HOURS TO THIS BUSINESS DURING NORMAL BUSINESS HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Ehren Jonathan Stanhope's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2010 - Present
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902RIA
CRD#: 144594
STAMFORD, CT
Past
November 19, 2010 - May 1, 2017
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD#: 144594 / SEC#: 801-68177
RIA
Registered Investment Advisory firm - (7/25/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(4/23/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
OA
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD#: 144594 / SEC#: 801-68177
RIA
Registered Investment Advisory firm - (7/25/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 First Stamford Place, Stamford, CT 06902
Mailing Address
Phone number
(203) 975-3333
Established
Firm type
Fiscal year end
# of Employees
81
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,791 |
| AUM (Assets Under Management) | $ 12,599,503,777 |
Red Flags
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