Ron E. Steinfeld

MARKETAXESS

New York, NY 10001

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CRD#: 5747522

Professional summary

Ron Edward Steinfeld, who also goes by Ron Steinfeld, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York and PRAGMA LLC located in New York, New York.

Ron is registered as a RR (Registered Representative) and started their career in finance in 2010. Ron has worked at 6 firms and has passed the Series 63, Series 3, Series 52TO, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 87, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ron Steinfeld

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ron Edward Steinfeld's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2012 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001Office #2: 55 Hudson Yards 15th Floor, New York, NY 10001

CRD#: 44542

New York, NY

Current

November 28, 2023 - Present

PRAGMA LLC

Office #1: 55 Hudson Yards Floor 15, New York, NY 10001

CRD#: 136453

New York, NY

Past

May 12, 2025 - July 11, 2025

RFQ-HUB AMERICAS LLC

CRD#: 323377

NEW YORK, NY

Past

October 27, 2020 - February 22, 2022

LIQUIDITYEDGE, LLC

CRD#: 174297

NEW YORK, NY

Past

April 25, 2012 - October 18, 2012

PPG WEST LLC

CRD#: 155059

NEW YORK, NY

Past

January 28, 2010 - October 18, 2012

PHOENIX DERIVATIVES GROUP, LLC

CRD#: 25802

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/28/2023)

Colorado
(11/28/2023)

Connecticut
(11/28/2023)

Delaware
(11/28/2023)

District of Columbia
(11/28/2023)

Florida
(11/28/2023)

Georgia
(11/28/2023)

Illinois
(11/28/2023)

Maryland
(11/28/2023)

Massachusetts
(11/28/2023)

Michigan
(11/28/2023)

Minnesota
(11/28/2023)

Missouri
(11/28/2023)

New Hampshire
(11/28/2023)

New Jersey
(11/28/2023)

New York
(10/19/2012)

North Carolina
(11/28/2023)

Ohio
(11/28/2023)

South Carolina
(11/28/2023)

Texas
(11/28/2023)

Virginia
(11/28/2023)

Washington
(11/28/2023)

Wisconsin
(11/28/2023)

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2010

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

Current Firm

PRAGMA LLC

PRAGMA LLC | PRAGMA SECURITIES LLC

CRD#: 136453 / SEC#: , 8-67016

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 Hudson Yards Floor 15, New York, NY 10001

Mailing Address

55 Hudson Yards Floor 15, New York, NY 10001

Phone number

(212) 777-0052

Established

New York since 02/03/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARKETAXESS HOLDINGS, INC.	OWNER
CIANCIULLI, MICHAEL ROBERT	PRINCIPAL FINANCIAL OFFICER, FINOP	6980135
MECHNER, DAVID A	CEO	5002127
PFEIFFER, KARL CURTIS	CHIEF BUSINESS OFFICER	2406297
STEINFELD, RON EDWARD	CHIEF COMPLIANCE OFFICER	5747522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ron E. Steinfeld

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ron Edward Steinfeld's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAGMA LLC

RFQ-HUB AMERICAS LLC

LIQUIDITYEDGE, LLC

PPG WEST LLC

PHOENIX DERIVATIVES GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/14/2010

Series 3

Date: 3/15/2024

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/27/2011

Series 87

Date: 4/15/2010

Series 7

Date: 1/27/2010

Series 14

Date: 1/2/2023

Series 53

Date: 12/31/2015

Series 24

Date: 3/19/2010

FINRA

Investors' Exchange LLC

Current Firm

PRAGMA LLC

Contact information

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PRAGMA LLC

TRUST BUT VERIFY

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