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JG

James V. Grace

SILVER PINE CAPITAL
Portsmouth, NH
Some features on this profile are disabled
CRD#: 5747346
JG

Professional summary

James Vincent Grace, who also goes by James Grace, Jim Grace, is a registered financial advisor currently at SILVER PINE CAPITAL, LLC located in Portsmouth, New Hampshire and MODERN FINANCIAL WELLNESS located in Portsmouth, New Hampshire.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Grace | Jim Grace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
James Grace is registered as an investment adviser representative of Silver Pine Capital, LLC and provides advisory services to Clients of that firm. Mr. Grace started this position in 03/2018. This activity accounts for up to five hours per week (approximately 20 hours per month) during normal trading hours. Advisory services provided to Clients of Silver Pine Capital, LLC are separate from any services provided to Clients of Modern Financial Wellness, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Vincent Grace's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2018 - Present

SILVER PINE CAPITAL, LLC

RIA
CRD#: 150461
Portsmouth, NH
Current

April 21, 2025 - Present

MODERN FINANCIAL WELLNESS

Office #1: 36 Maplewood Ave., Portsmouth, NH 03801
RIA
CRD#: 334087
PORTSMOUTH, NH
Past

December 1, 2015 - January 8, 2018

OSAIC INSTITUTIONS, INC.

RIA
CRD#: 35371
Shrewsbury, MA
Past

December 1, 2015 - January 8, 2018

OSAIC INSTITUTIONS, INC.

BD
CRD#: 35371
Shrewsbury, MA
Past

July 12, 2012 - December 21, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
DAYVILLE, CT
Past

July 12, 2012 - December 21, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
DAYVILLE, CT
Past

November 23, 2010 - July 24, 2012

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
WARWICK, RI
Past

January 25, 2010 - July 24, 2012

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
WARWICK, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(2/15/2019)
IAR
Massachusetts
(5/28/2019)
IAR
New Hampshire
(3/14/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/15/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/13/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/21/2012
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/24/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SP
SILVER PINE CAPITAL, LLC
SILVER PINE CAPITAL, LLC

CRD#: 150461 / SEC#:

Connecticut
Registered Investment Advisory firm - (2/15/2019 Approved)
Kentucky
Registered Investment Advisory firm - (12/20/2018 Terminated)
Massachusetts
Registered Investment Advisory firm - (8/11/2010 Approved)
New Hampshire
Registered Investment Advisory firm - (3/13/2018 Approved)
Washington
Registered Investment Advisory firm - (3/21/2014 Terminated)
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Contact information

Main Address
5 West Mill Street 5, Medfield, MA 02052
Mailing Address
5 West Mill Street 5, Medfield, MA 02052
Phone number
(617) 302-6221
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts169
AUM (Assets Under Management)$ 55,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVER PINE CAPITAL, LLC

CRD#: 150461Portsmouth, NH

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