BS
Brad W. Schank
PTS BROKERAGE
Mount Laurel, NJ 08054
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CRD#: 5747196
BS
Professional summary
Brad William Schank is a registered financial advisor currently at PTS BROKERAGE, LLC located in Mount Laurel, New Jersey.
Brad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Brad has worked at 1 firm and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PTS TAX ADVISORS, LLC- 125C GAITHER DR MT LAUREL, NJ 08054. NOT INVESTMENT RELATED. POSITION:MEMBER NATURE OF BUSINESS: TAX SERVICES AND PREPARATION. DUTIES: TAX PREP. STARTED 11/8/10. HRS/MTH: JAN-APR (80), MAY-DEC (10). 2. Brad W Schank - 4 Lavender Lane, Mount Laurel, NJ 08054-5721 / Not investment related / Position: Owner / Duties: Sale of Life/Health Insurance / Started: 08/30/19 / 5hr per month all during trading
CRS (Client Relationship Summary) - RIA
Click below to view Brad William Schank's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Brad William Schank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2010 - Present
PTS BROKERAGE, LLC
Office #1: 125 Gaither Drive Suite C, Mount Laurel, NJ 08054RIA
BD
CRD#: 119307
Mount Laurel, NJ
Current
March 8, 2010 - Present
PTS BROKERAGE, LLC
Office #1: 125 Gaither Drive Suite C, Mount Laurel, NJ 08054RIA
BD
CRD#: 119307
Mount Laurel, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/25/2020)
RR
Connecticut(10/10/2024)
RR
Florida(11/2/2023)
IAR
Florida(11/3/2023)
IAR
Maryland(5/1/2024)
RR
New Jersey(3/8/2010)
IAR
New Jersey(5/14/2010)
RR
North Carolina(8/19/2021)
RR
Pennsylvania(1/11/2018)
IAR
Pennsylvania(7/25/2019)
RR
South Carolina(2/28/2024)
RR
Texas(11/19/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PTS BROKERAGE, LLC
PROFESSIONAL TRADING SERVICES BROKERAGE, LLC | PTS BROKERAGE, LLC
CRD#: 119307 / SEC#: , 8-65173
Delaware
Registered Investment Advisory firm - SEC (2/22/2024 Approved)Florida
Registered Investment Advisory firm - SEC (11/30/2011 Approved)Maryland
Registered Investment Advisory firm - SEC (4/29/2024 Approved)New Jersey
Registered Investment Advisory firm - SEC (6/25/2004 Approved)New York
Registered Investment Advisory firm - SEC (9/26/2011 Approved)North Carolina
Registered Investment Advisory firm - SEC (12/31/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (8/25/2011 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
125 Gaither Drive 125 C Gaither Dr, Mt. Laurel, NJ 08054
Mailing Address
125 Gaither Drive Suite C, Mount Laurel, NJ 08054-1706
Phone number
(856) 802-9400
Established
New Jersey since 10/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
20
FINRA licenses (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 106,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
