JM
Joseph W. Maggiore
FIRST ADVISORS NATIONAL
Virginia Beach, VA 23451
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CRD#: 5746994
JM
Professional summary
Joseph William Maggiore is a registered financial advisor currently at FIRST ADVISORS NATIONAL, LLC located in Virginia Beach, Virginia.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joseph has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CURRENTLY PRESIDENT & OWNER OF LEGACY PLANNING ALLIANCE, INC. WHICH IS AN INSURANCE AGENCY BASED AT 911 FIRST COLONIAL RD. SUITE 100 VIRGINIA BEACH, VA 23454. LEGACY IS NOT AN INVESTMENT-RELATED BUSINESS AS IT PROVIDES INSURANCE AND ESTATE PLANNING SERVICES TO INDIVIDUALS AND BUSINESSES. EMPLOYEE AND OWNER OF LEGACY SINCE JULY 1, 2013. DEVOTE APPROXIMATELY 120 HOURS PER MONTH TO LEGACY AND APPROXIMATELY 40 OF THOSE HOURS PER MONTH ARE DURING SECURITIES TRADING HOURS. MANAGE ONE EMPLOYEE AND PROVIDE CLIENT ACCOUNT MAINTENANCE AND CLIENT SERVICE NEEDS AS THEY ARISE. ALSO DEVELOP NEW CLIENT RELATIONSHIPS THROUGH EXISTING CLIENT REFERRALS AND NETWORKING EVENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph William Maggiore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2022 - Present
FIRST ADVISORS NATIONAL, LLC
Office #1: 113 Holly Cres Ste 101, Virginia Beach, VA 23451RIA
CRD#: 166212
Virginia Beach, VA
Past
January 5, 2010 - December 31, 2022
VERIDIAN WEALTH MANAGEMENT, INC.
RIA
CRD#: 144890
VIRGINIA BEACH, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FIRST ADVISORS NATIONAL, LLC
FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC
CRD#: 166212 / SEC#: 801-77440
RIA
Registered Investment Advisory firm - (12/18/2012 Approved)Georgia
Registered Investment Advisory firm - (3/22/2013 Terminated)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)North Carolina
Registered Investment Advisory firm - (3/22/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(7/29/2022)
Current Firm
FA
FIRST ADVISORS NATIONAL, LLC
FIRST ADVISORS NATIONAL, LLC | FIRST AMERICAN NATIONAL INVESTMENT ADVISORS, LLC
CRD#: 166212 / SEC#: 801-77440
RIA
Registered Investment Advisory firm - (12/18/2012 Approved)Georgia
Registered Investment Advisory firm - (3/22/2013 Terminated)Illinois
Registered Investment Advisory firm - (1/22/2013 Terminated)North Carolina
Registered Investment Advisory firm - (3/22/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1372 Peachtree Street Ne, Atlanta, GA 30309
Mailing Address
Phone number
+1 (855) 326-7427
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,207 |
| AUM (Assets Under Management) | $ 501,113,212 |
Red Flags
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