Kenneth Steven Tomko
Professional Summary
Kenneth Steven Tomko, who also goes by Kenneth Tomko, is a registered financial advisor currently at T2 ASSET MANAGEMENT, LLC located in Naperville, Illinois. Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Kenneth has worked at 4 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kenneth Steven Tomko, Kenneth Tomko
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
Current Firm
HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC
Contact Information
Main Address
1952 Mcdowell Rd Suite 101, Naperville, IL 60563Phone Number
(888) 354-8499# of Employees
8SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
850AUM (Assets Under Management)
$180,000,000Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
HAMMOND CAPITAL MANAGEMENT, LTD. | TIMOTIC, DRAGAN | T2 ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(5/31/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Steven Tomko's CRS (Customer Relationship Summary).
Similar Advisors
VERTEX PARTNERS
EDWARD JONES
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC