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Gary P. Gallagher
CERTIOR FINANCIAL GROUP
King Of Prussia, PA 19406
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CRD#: 5745751
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Professional summary
Gary Phillip Gallagher is a registered financial advisor currently at CERTIOR FINANCIAL GROUP, LLC located in King Of Prussia, Pennsylvania.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gary has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TRINITY CHRISTIAN UCC, NON PROFIT, START DATE: 01/01/85, 2009 CHURCH ROAD, SKIPPACK, PA 19474, RELIGIOUS/NON-PROFIT, MEMBER OF FINANCE, PROPERTY & COMOTARY COMMITTEE'S/CONGROGATION MEMBER, NOT INVESTMENT RELATED, 5-10 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. GARY P. GALLAGHER, CPA, SOLE PROPRIETOR, START DATE: 08/01/10, 3330 CUSTOR WAY COLLEGEVILLE, PA 19426, ACCOUNTING, NOT INVESTMENT RELATED, 0-5 HOURS PER MONTH, 0-1 HOURS PER DAY DURING TRADING HOURS. 3. FCS PARTNERSHIP, LLC, START DATE: 04/09/12, 301 RITTENHOUSE RD, ROYERSFORD, PA 19468, ORGANIC COMPOSITING BUSINESS, PARTNER/MINORITY OWNER, NOT INVESTMENT RELATED, 0-5 HOURS PER MONTH, 0-1 HOURS PER DAY DURING TRADING HOURS. . 4. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 10/23/2015, 20104 VALLEY FORGE CIRCLE, KING OF PRUSSIA, PA 19406, INDEPENDENT INSURANCE AGENCY/AGENT, SALES OF LIFE, LTC & FIXED ANNUITES, NOT INVESTMENT RELATED, 0-10 HOURS PER MONTH, 0-2 HOURS PER DAY DURING TRADING HOURS. 6. G2 FINANCIAL GROUP, LLC, START DATE: 07/01/2017, 3330 CUSTER WAY COLLEGEVILLE, PA 19426, ADMINISTRATIVE OPERATIONS, NOT INVESTMENT RELATED, 150-175 HOURS PER MONTH, 5-6 HOURS PER DAY DURING TRADING HOURS. 7. G2 Financial Group, LLC., Start Date: 07/01/2017, 10/01/2021 updating intended activities for previously approved in 08/2017, 3330 Custer Way, Collegeville, PA 19426, Administrative operations and private investment transactions, Sole Member of G2 Financial Group, LLC., The LLC will capture revenue and expenses generated from OBA with Certior Financial Group, LLC as well as private investments, Investment Related, 150-175 Hours per month, 5-6 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Phillip Gallagher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2016 - Present
CERTIOR FINANCIAL GROUP, LLC
Office #1: 20104 Valley Forge Circle, King Of Prussia, PA 19406RIA
CRD#: 285502
King Of Prussia, PA
Past
November 1, 2016 - December 31, 2022
MUTUAL SECURITIES, INC.
BD
CRD#: 13092
King Of Prussia, PA
Past
May 6, 2010 - October 31, 2016
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
KING OF PRUSSIA, PA
Past
February 18, 2010 - October 31, 2016
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
KING OF PRUSSIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CERTIOR FINANCIAL GROUP, LLC
CERTIOR FINANCIAL GROUP | THE CERTIOR GROUP | KORLEONE FINANCIAL GROUP, LLC | KANTOR FINANCIAL GROUP, LLC | DROZDOW FINANCIAL | DREYFUSS WEALTH MANAGEMENT | CERTIOR FINANCIAL GROUP, LLC
CRD#: 285502 / SEC#: 801-108506
RIA
Registered Investment Advisory firm - (10/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/1/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
CERTIOR FINANCIAL GROUP, LLC
CERTIOR FINANCIAL GROUP | THE CERTIOR GROUP | KORLEONE FINANCIAL GROUP, LLC | KANTOR FINANCIAL GROUP, LLC | DROZDOW FINANCIAL | DREYFUSS WEALTH MANAGEMENT | CERTIOR FINANCIAL GROUP, LLC
CRD#: 285502 / SEC#: 801-108506
RIA
Registered Investment Advisory firm - (10/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
20104 Valley Forge Circle, King Of Prussia, PA 19406
Mailing Address
Phone number
(610) 783-7010
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,715 |
| AUM (Assets Under Management) | $ 387,975,052 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/20/2023 | ||
| 04/17/2023 |
Red Flags
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