Christopher P. Esser
Professional summary
Christopher Paul Esser, who also goes by Chris Esser, Christopher P Esser, Christopher Esser, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts and GREEN PIER FINTECH LLC located in Boston, Massachusetts.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2010. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Paul Esser's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 155 Seaport Blvd., Boston, MA 02210April 14, 2023 - Present
GREEN PIER FINTECH LLC
Office #1: 245 Summer Street V3a, Boston, MA 02210April 14, 2023 - Present
DIGITAL BROKERAGE SERVICES LLC
Office #1: 499 Washington Blvd, Jersey City, NJ 07310April 14, 2023 - Present
FIDELITY PRIME FINANCING
Office #1: 155 Seaport Blvd., Boston, MA 02210April 14, 2023 - Present
FIDELITY DISTRIBUTORS COMPANY LLC
Office #1: 155 Seaport Blvd, Boston, MA 02210April 14, 2023 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 155 Seaport Blvd., Boston, MA 02210May 14, 2018 - December 14, 2021
VOYA FINANCIAL ADVISORS, INC.
May 7, 2018 - December 14, 2021
VOYA FINANCIAL ADVISORS, INC.
June 8, 2015 - May 2, 2018
SANTANDER SECURITIES LLC
June 3, 2015 - May 2, 2018
SANTANDER SECURITIES LLC
May 9, 2013 - June 1, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2010 - June 1, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 10, 2010 - September 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 16, 2010 - March 17, 2010
MMC SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Boston, MA 02210TRUST BUT VERIFY
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