Kristian P. Marca

NFJ INVESTMENT GROUP

Dallas, TX 75201

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CRD#: 5745546

Professional summary

Kristian Peter Marca, who also goes by Kristian P Marca, Kristian P. Marca, is a registered financial advisor currently at NFJ INVESTMENT GROUP, LLC located in Dallas, Texas and VP DISTRIBUTORS LLC located in Dallas, Texas.

Kristian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kristian has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristian P Marca | Kristian P. Marca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristian Peter Marca's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2021 - Present

NFJ INVESTMENT GROUP, LLC

Office #1: 2100 Ross Avenue, Suite 700, Dallas, TX 75201

RIA

CRD#: 310902

Dallas, TX

Current

February 11, 2021 - Present

VP DISTRIBUTORS LLC

Office #1: 2100 Ross Avenue Suite 700, Dallas, TX 75201

CRD#: 3036

Dallas, TX

Past

May 8, 2013 - February 3, 2021

ALLIANZ GLOBAL INVESTORS U.S. LLC

RIA

CRD#: 149003

DALLAS, TX

Past

May 7, 2013 - February 1, 2021

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

CRD#: 25567

NEW YORK, NY

Past

April 11, 2011 - September 22, 2011

ESPOSITO SECURITIES, LLC

CRD#: 143710

DALLAS, TX

Past

February 22, 2010 - September 22, 2011

ESPOSITO PARTNERS, LLC

RIA

CRD#: 147373

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NFJ INVESTMENT GROUP, LLC

CRD#: 310902 / SEC#: 801-119686

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/11/2021)

Texas
(2/11/2021)

IAR

Texas
(11/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/23/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/20/2010

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NFJ INVESTMENT GROUP, LLC

CRD#: 310902 / SEC#: 801-119686

RIA

Registered Investment Advisory firm - (11/6/2020 Approved)

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Contact information

Main Address

2100 Ross Avenue, Suite 700, Dallas, TX 75201

Mailing Address

Phone number

(214) 754-1780

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NFJ INVESTMENT GROUP LLC FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 3,379,250,013

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kristian P. Marca

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristian Peter Marca's CRS (Customer Relationship Summary).

Certified licenses

Experience

VP DISTRIBUTORS LLC

ALLIANZ GLOBAL INVESTORS U.S. LLC

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

ESPOSITO SECURITIES, LLC

ESPOSITO PARTNERS, LLC

Primary Firm SEC Registration

NFJ INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/23/2011

Series 65

Date: 2/20/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2011

FINRA

Current Firm

NFJ INVESTMENT GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NFJ INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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