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VM

Victor Martinez

STRATEGY ASSET MANAGERS L.L.C.
Pasadena, CA 91101
Some features on this profile are disabled
CRD#: 5744392
VM

Professional summary

Victor Martinez is a registered financial advisor currently at STRATEGY ASSET MANAGERS L.L.C. located in Pasadena, California.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Victor has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Martinez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 11, 2024 - Present

STRATEGY ASSET MANAGERS L.L.C.

Office #1: 790 E. Colorado Blvd Suite 200, Pasadena, CA 91101
RIA
CRD#: 109939
Pasadena, CA
Past

November 1, 2019 - January 2, 2024

MORGAN STANLEY

RIA
CRD#: 149777
El Segundo, CA
Past

November 1, 2019 - January 2, 2024

MORGAN STANLEY

BD
CRD#: 149777
El Segundo, CA
Past

April 1, 2016 - November 7, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
EL SEGUNDO, CA
Past

April 1, 2016 - November 7, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
EL SEGUNDO, CA
Past

April 13, 2010 - April 20, 2016

MORGAN STANLEY

RIA
CRD#: 149777
LOS ANGELES, CA
Past

February 8, 2010 - April 20, 2016

MORGAN STANLEY

BD
CRD#: 149777
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGY ASSET MANAGERS L.L.C.
HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA
Registered Investment Advisory firm - (2/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/11/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/8/2010
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/12/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/5/2010
General Securities Representative Examination

Current Firm

SA
STRATEGY ASSET MANAGERS L.L.C.
HOLLY STREET WEALTH ADVISORS | STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939 / SEC#: 801-60049

RIA
Registered Investment Advisory firm - (2/23/2001 Approved)
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Contact information

Main Address
790 E. Colorado Blvd Suite 200, Pasadena, CA 91101
Mailing Address
Phone number
(626) 657-0559
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STRATEGY ASSET MANGERS, LLC FORM ADV 2A (4/30/2025)

Regulatory assets under management

Total Number of Accounts1,099
AUM (Assets Under Management)$ 741,546,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGY ASSET MANAGERS L.L.C.

CRD#: 109939Pasadena, CA 91101

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