Marion H. Chardoul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marion Hales Chardoul, CFP®, who also goes by Mandy Patricia Chardoul, Mandy Hales, was a registered financial professional .
Marion is a previously registered financial professional and started their career in finance in 2010. Marion had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
June 27, 2017 - July 6, 2020
PLANTE MORAN INSURANCE AGENCY
February 4, 2010 - July 21, 2011
PLANTE MORAN FINANCIAL ADVISORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLANTE MORAN INSURANCE AGENCY
CRD#: 127257 / SEC#: , 8-65976
Contact information
FINRA licenses (4 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| P&M HOLDING GROUP, LLP | OWNER | |
| BARBER, PAMELA JOY | CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 5489840 |
| BUCHALSKI, NATHAN SCOTT | BOARD MEMBER | 8131190 |
| DOYLE, DAVID TIMOTHY | CHIEF COMPLIANCE OFFICER | 2552281 |
| GIBSON, STEVEN JAMES | PRESIDENT, PRINCIPAL | 4022300 |
| JINSKY, DAWN REBECCA | DIRECTOR | 5594612 |
| LESSER, JOHN JAMES | BOARD MEMBER | 4454195 |
Red Flags
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