CW
Chi F. Wong
OTC LINK LLC
New York, NY 10282
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CRD#: 5744182
CW
Professional summary
Chi Fai Wong is a registered financial professional currently at OTC LINK LLC located in New York, New York.
Chi is registered as a RR (Registered Representative) and started their career in finance in 2016. Chi has worked at 1 firm and has passed the SIE and Series 99 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Chi Fai Wong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2016 - Present
OTC LINK LLC
Office #1: 300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282BD
CRD#: 153944
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OL
OTC LINK LLC
OTC LINK LLC | PINK LINK ATS LLC
CRD#: 153944 / SEC#: , 8-68596
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282
Mailing Address
300 Vesey Street (1 North End Ave) 12th Floor, New York, NY, 10282
Phone number
(212) 896-4483
Established
Delaware since 04/15/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
