JT
Jonathan L. Tanner
CETERA INVESTMENT ADVISERS LLC
VALDOSTA, GA 31601
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CRD#: 5742941
JT
Professional summary
Jonathan Lee Tanner, who also goes by John L Tanner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Valdosta, Georgia and CETERA INVESTMENT SERVICES LLC located in Valdosta, Georgia.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Jonathan has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John L Tanner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SALE OF FIXED INSURANCE TO BE WRITTEN THROUGH FINANCIAL IDENTITY ADVISORS INC AND JBC COMPANIES (DBA FOR JACKSON BROKERAGE CORP); 2. AGENTS RESOURCE GROUP, MANAGING PARTNER-CONSULTING & RECRUITING, 50% OWNER, 20/HRS/WK 3. JOHN TANNER COACHING, SALES & LEADERSHIP COACHING SERVICES & COURSES, 100% OWNER, 10/HRS/WK 4. PATHWAYS PODCAST, INTERVIEW COMMUNITY LEADERS AND LEARN MORE ABOUT THEM AND THEIR UNIQUE JOURNEYS AND HOW THEY HAVE IMPACTED AND BEEN IMPACTED BY THEIR COMMUNITY; 50% OWNER, 2/HRS/WK; 5. SINGING & PERFORMING, 100% OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Lee Tanner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2022 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 913 N Patterson St, Valdosta, GA 31601RIA
CRD#: 105644
VALDOSTA, GA
Current
June 1, 2022 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 913 N Patterson St, Valdosta, GA 31601BD
CRD#: 15340
Valdosta, GA
Past
May 20, 2014 - June 1, 2022
TRIAD ADVISORS LLC
BD
CRD#: 25803
Valdosta, GA
Past
May 19, 2014 - June 1, 2022
TRIAD ADVISORS LLC
RIA
CRD#: 25803
Valdosta, GA
Past
September 22, 2011 - May 19, 2014
CAPE INVESTMENT ADVISORY, INC.
RIA
CRD#: 146384
MCDONOUGH, GA
Past
March 21, 2011 - May 19, 2014
CAPE SECURITIES INC.
BD
CRD#: 7072
VALDOSTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/6/2024)
RR
Arizona(9/14/2022)
RR
California(12/20/2024)
RR
Colorado(6/12/2024)
RR
Florida(6/3/2022)
RR
Georgia(6/1/2022)
IAR
Georgia(6/2/2022)
RR
Illinois(9/26/2023)
RR
New York(11/27/2024)
RR
North Carolina(12/20/2024)
RR
Tennessee(10/9/2024)
RR
Texas(9/14/2022)
IAR
Texas(9/14/2022)
RR
Virginia(10/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
