Andrew L. Esposto
STRATEGIC ADVISERS LLC | Vice President Private Wealth Management Advisor
SAN FRANCISCO, CA
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CRD#: 5742395
Professional summary
Andrew Louis Esposto, CFP®, who also goes by Andrew Esposto, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in San Francisco, California and FIDELITY BROKERAGE SERVICES LLC located in Palo Alto, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Andrew has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
As a Wealth Management Advisor, I have close to 20 years of experience helping clients with their complex financial needs. My team and I work with high-net-worth families that value a personalized and comprehensive plan to address their individual needs, their family's financial security, and their legacy planning considerations and charitable goals. Outside of work my wife and I enjoy hiking and camping in Northern California with our twins and our lab-mix Duke, or cruising in our classic car.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew Esposto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Louis Esposto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
University of California, Berkeley, Haas School of Business
Bachelor of Business Administration - Management and Accounting
2003
Skyline College
Associate of Applied Business - Accounting
2002
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SAN FRANCISCO, CA
Current
April 29, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 251 University Avenue, Palo Alto, CA 94301BD
CRD#: 7784
Palo Alto, CA
Past
May 2, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SAN FRANCISCO, CA
Past
August 28, 2013 - March 4, 2019
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
San Francisco, CA
Past
August 28, 2013 - March 4, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
San Francisco, CA
Past
January 3, 2011 - August 6, 2013
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN MATEO, CA
Past
January 3, 2011 - August 6, 2013
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN MATEO, CA
Past
March 12, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
SAN FRANCISCO, CA
Past
February 18, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/25/2023)
RR
California(4/29/2019)
IAR
California(3/31/2025)
RR
Colorado(12/2/2020)
RR
Connecticut(12/2/2020)
RR
Florida(8/8/2020)
RR
Georgia(3/4/2022)
RR
Idaho(12/2/2020)
RR
Illinois(11/4/2019)
RR
Indiana(12/2/2020)
RR
Louisiana(12/2/2020)
RR
Maine(12/2/2020)
RR
Maryland(11/4/2019)
RR
Massachusetts(4/23/2020)
RR
Michigan(11/4/2019)
RR
Minnesota(1/19/2024)
RR
Missouri(10/8/2021)
RR
Nevada(12/2/2020)
RR
New Hampshire(12/2/2020)
RR
New Jersey(12/2/2020)
RR
New Mexico(3/4/2022)
RR
New York(12/2/2020)
RR
Ohio(7/24/2023)
RR
Oregon(12/2/2020)
RR
Pennsylvania(12/2/2020)
RR
Rhode Island(12/2/2020)
RR
Texas(11/4/2019)
IAR
Texas(3/31/2025)
RR
Virgin Islands(10/8/2021)
RR
Virginia(12/2/2020)
RR
Washington(12/2/2020)
RR
Wisconsin(4/23/2020)
RR
Wyoming(3/25/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President Private Wealth Management AdvisorCRD#: 104555San Francisco, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
