Luis Contreras
Professional summary
Luis Contreras II, who also goes by Luis Contreras, is a registered financial advisor currently at CONTRERAS FINANCIAL, INC. located in Marina, California.
Luis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Luis has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Luis Contreras II's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2019 - Present
CONTRERAS FINANCIAL, INC.
March 25, 2013 - October 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 2013 - October 7, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 11, 2012 - October 4, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/14/2019)
Exams
Current Firm
CONTRERAS FINANCIAL, INC.
CRD#: 305463 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 33 |
| AUM (Assets Under Management) | $ 1,380,141 |
Red Flags
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