William H. Taylor

DEAN, JACOBSON FINANCIAL SERVICES

Fort Worth, TX 76107

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CRD#: 5742058

Professional summary

William Harold Taylor, who also goes by Will Harold Taylor, is a registered financial advisor currently at DEAN, JACOBSON FINANCIAL SERVICES located in Fort Worth, Texas and LPL FINANCIAL LLC located in Fort Worth, Texas.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. William has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will Harold Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 03/26/2014 - DBA ONLY - DEAN, JACOBSON FINANCIAL SERVICES, LLC - FORT WORTH, TX (2) 04/22/2014 - DEAN, JACOBSON FINANCIAL SERVICES - REGISTERED INVESTMENT ADVISOR - DEAN, JACOBSON FINANCIAL SERVICES - ADMIN ONLY - TIME SPENT 1% - FORT WORTH, TX

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Harold Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2014 - Present

DEAN, JACOBSON FINANCIAL SERVICES

Office #1: 3112 W. 4th St., Fort Worth, TX 76107

RIA

CRD#: 115879

Fort Worth, TX

Current

November 21, 2011 - Present

LPL FINANCIAL LLC

Office #1: 3112 West 4th Street, Fort Worth, TX 76107

RIA

CRD#: 6413

Fort Worth, TX

Past

April 23, 2012 - October 6, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEAN, JACOBSON FINANCIAL SERVICES

DEAN, JACOBSON FINANCIAL SERVICES | DEAN, JACOBSON FINANCIAL SERVICES, LLC

CRD#: 115879 / SEC#: 801-77262

RIA

Registered Investment Advisory firm - (10/26/2012 Approved)

Texas

Registered Investment Advisory firm - (10/29/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(4/23/2012)

IAR

Texas
(10/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/22/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DEAN, JACOBSON FINANCIAL SERVICES

DEAN, JACOBSON FINANCIAL SERVICES | DEAN, JACOBSON FINANCIAL SERVICES, LLC

CRD#: 115879 / SEC#: 801-77262

RIA

Registered Investment Advisory firm - (10/26/2012 Approved)

Texas

Registered Investment Advisory firm - (10/29/2012 Terminated)

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Contact information

Main Address

3112 W. 4th St., Fort Worth, TX 76107

Mailing Address

P.o. Box 470185, Fort Worth, TX 76147-0185

Phone number

(817) 335-3214

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DEAN JACOBSON ADV PART 2A: APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/14/2025)

DEAN JACOBSON ADV PART 2A: FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	859
AUM (Assets Under Management)	$ 467,303,622

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Harold Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEAN, JACOBSON FINANCIAL SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

DEAN, JACOBSON FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 4/22/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2011

FINRA

Current Firm

DEAN, JACOBSON FINANCIAL SERVICES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEAN, JACOBSON FINANCIAL SERVICES

TRUST BUT VERIFY

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