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MK

Micah Kaplan

CRC-IB
Westport, CT 06880
Some features on this profile are disabled
CRD#: 5741672
MK

Professional summary

Micah Kaplan, who also goes by Micah David Kaplan, Micah D Kaplan, is a registered financial professional currently at CRC-IB located in Westport, Connecticut.

Micah is registered as a RR (Registered Representative) and started their career in finance in 2017. Micah has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Micah David Kaplan | Micah D Kaplan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Micah Kaplan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2025 - Present

CRC-IB

Office #1: 33 Riverside Avenue 4th Floor, Westport, CT 06880
BD
CRD#: 158736
Westport, CT
Past

April 23, 2019 - June 5, 2025

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
HOUSTON, TX
Past

August 29, 2017 - March 1, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(5/28/2025)
RR
New York
(5/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/1/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/28/2017
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CR
CRC-IB
CARBON REDUCTION CAPITAL, LLC | REZNICK CAPITAL MARKETS SECURITIES, LLC | CRC-IB | COHNREZNICK CAPITAL MARKETS SECURITIES, LLC | COHNREZNICK CAPITAL

CRD#: 158736 / SEC#: , 8-68918

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
220 E42nd Street 35th Floor, New York, NY 10017
Mailing Address
220 E42nd Street 35th Floor, New York, NY 10017
Phone number
(917) 472-1274
Established
Maryland since 01/14/2011
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRC HOLDINGCO, LLCHOLDING COMPANY/OWNER
KNAPP, NICHOLAS JEPRESIDENT5419499
MCKENNA, CONOR WILLIAMSENIOR MANAGING DIRECTOR4355571
DURDEN, GARY LEEMANAGING DIRECTOR6624221
VON OESEN, BRITTA BENNETTMANAGING DIRECTOR5532329
DURDEN, GARY LEECHIEF COMPLIANCE OFFICER6624221
HOPKINS, THOMAS JOHNFINOP, PPO, PFO1835087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRC-IB

CRD#: 158736Westport, CT 06880

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