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RD

Robert B. Davis

CETERA INVESTMENT ADVISERS
PHOENIX, AZ 85016
Some features on this profile are disabled
CRD#: 5741086
RD
Robert Bradford DavisCETERA INVESTMENT ADVISERS

Professional summary

Robert Bradford Davis, who also goes by Robert B Davis, Brad Davis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Phoenix, Arizona and CETERA INVESTMENT SERVICES LLC located in Phoenix, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Robert has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Robert B Davis | Brad Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05-18-2022-Alaska USA FCU- Investment Related- At Reported Business Location(s)- Financial Institution Duty-Advisor- START DATE: 8/02/2022-160 Hours Per Month/160 Hours During Trading-Time Spent Percent: 100%- 2) 3/1/2023 - Global Retirement & Investment Services - Investment Related - At Reported Business Location(s) - Start Date - 04/03/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Bradford Davis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 1702 E Highland Ave Suite 204, Phoenix, AZ 85016
RIA
CRD#: 105644
PHOENIX, AZ
Current

August 3, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 1702 E. Highland Ave Suite 204, Phoenix, AZ 85016
BD
CRD#: 15340
PHOENIX, AZ
Past

May 18, 2022 - July 22, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
SCOTTSDALE, AZ
Past

May 18, 2022 - July 22, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
SCOTTSDALE, AZ
Past

August 16, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA
CRD#: 13941
Tempe, AZ
Past

August 12, 2021 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

BD
CRD#: 13941
Tempe, AZ
Past

September 14, 2015 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
CHAMPAIGN, IL
Past

September 11, 2015 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
CHAMPAIGN, IL
Past

October 1, 2012 - August 12, 2015

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
URBANA, IL
Past

October 1, 2012 - August 12, 2015

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
URBANA, IL
Past

March 1, 2011 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SALT LAKE CITY, UT
Past

January 15, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/4/2026)
IAR
Arizona
(8/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/26/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/20/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/14/2010
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Phoenix, AZ 85016

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