AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JC

Jason Connell

CROAK CAPITAL
Toledo, OH 43604
Some features on this profile are disabled
CRD#: 5740686
JC

Professional summary

Jason Connell, CFP®, who also goes by Jason W Connell, Jason Connell, is a registered financial advisor currently at CROAK CAPITAL located in Toledo, Ohio.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jason has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jason W Connell | Jason Connell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Connell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2018

Experience

Current

March 12, 2026 - Present

CROAK CAPITAL

Office #1: 432 N Superior St., Toledo, OH 43604
RIA
CRD#: 297666
Toledo, OH
Past

November 1, 2021 - February 20, 2026

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
Toledo, OH
Past

April 4, 2018 - February 20, 2026

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
TOLEDO, OH
Past

April 3, 2018 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
TOLEDO, OH
Past

June 23, 2017 - February 23, 2018

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
COLUMBUS, OH
Past

June 22, 2017 - February 23, 2018

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
COLUMBUS, OH
Past

April 15, 2013 - April 5, 2016

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
CLEVELAND, OH
Past

April 15, 2013 - April 5, 2016

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
CLEVELAND, OH
Past

July 13, 2011 - April 9, 2013

EDWARD JONES

RIA
CRD#: 250
LEXINGTON, OH
Past

April 29, 2011 - April 9, 2013

EDWARD JONES

BD
CRD#: 250
LEXINGTON, OH
Past

January 11, 2010 - March 23, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CROAK CAPITAL
CROAK ASSET MANAGEMENT | CROAK CAPITAL | CROAK ASSET MANAGEMENT, LLC

CRD#: 297666 / SEC#: 801-126464

RIA
Registered Investment Advisory firm - (8/31/2022 Approved)
Illinois
Registered Investment Advisory firm - (9/13/2022 Terminated)
Indiana
Registered Investment Advisory firm - (9/13/2022 Terminated)
Louisiana
Registered Investment Advisory firm - (9/14/2022 Terminated)
Michigan
Registered Investment Advisory firm - (9/20/2022 Terminated)
Ohio
Registered Investment Advisory firm - (9/13/2022 Terminated)
Texas
Registered Investment Advisory firm - (9/13/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(3/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/13/2011
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/13/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/28/2011
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/5/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CC
CROAK CAPITAL
CROAK ASSET MANAGEMENT | CROAK CAPITAL | CROAK ASSET MANAGEMENT, LLC

CRD#: 297666 / SEC#: 801-126464

RIA
Registered Investment Advisory firm - (8/31/2022 Approved)
Illinois
Registered Investment Advisory firm - (9/13/2022 Terminated)
Indiana
Registered Investment Advisory firm - (9/13/2022 Terminated)
Louisiana
Registered Investment Advisory firm - (9/14/2022 Terminated)
Michigan
Registered Investment Advisory firm - (9/20/2022 Terminated)
Ohio
Registered Investment Advisory firm - (9/13/2022 Terminated)
Texas
Registered Investment Advisory firm - (9/13/2022 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
432 N Superior St., Toledo, OH 43604
Mailing Address
Phone number
(419) 464-7000
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CROAK ASSET MANAGEMENT ADV PART 2A APPENDIX 1 WRAP FEE BROCHURE (3/19/2026)
CROAK ASSET MANAGEMENT ADV PART 2A (3/19/2026)

Regulatory assets under management

Total Number of Accounts2,079
AUM (Assets Under Management)$ 363,925,759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROAK CAPITAL

CRD#: 297666Toledo, OH 43604

TRUST BUT VERIFY

Monitor Jason Connell

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JV
Jaime VillalobosAdvisorCheck Check Mark
WILLIAM BLAIR
IAR
RR
Chicago, IL
Kenneth Ray Tucker JR
Kenneth TuckerAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Saint Augustine, FL
DM
Daniel MilksAdvisorCheck Check Mark
FIDUCIARY ORGANIZATION, LLC
IAR
Greenville, SC
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.