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Armond Forcella

LIGHTSPEED FINANCIAL SERVICES GROUP
MORRISTOWN, NJ
·CRD# 5739670·16 years experience

Professional Summary

Armond Forcella, who also goes by Armond T Forcella III, Armond T Forcella, Armond Forcella, Armond Thomas Forcella, is a registered financial advisor currently at LIGHTSPEED FINANCIAL SERVICES GROUP LLC located in Morristown, New Jersey. Armond is registered as a RR (Registered Representative) and started their career in finance in 2010. Armond has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Armond T Forcella Iii, Armond T Forcella, Armond Forcella, Armond Thomas Forcella

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

LIGHTSPEED FINANCIAL SERVICES GROUP LLC·CRD# 104369
BD
1. 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 079602. 20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960
January 7, 2019 - Present
RHINO TRADING PARTNERS, LLC·CRD# 146064
BD
New York, NY
July 31, 2017 - May 15, 2018
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
April 27, 2010 - October 21, 2015
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Edison, NJ
January 11, 2010 - April 5, 2010

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Current Firm

LF
LIGHTSPEED FINANCIAL SERVICES GROUP LLC

LIGHTSPEED | LIME BROKERAGE LLC | LIGHTSPEED FINANCIAL SERVICES GROUP LLC

CRD#: 104369 / SEC#: 8-52843
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Mailing Address

20 Headquarters Plaza North Tower 7th Floor, Morristown, NJ, 07960

Phone Number

(888) 577-3123

Established

Delaware since 08/03/2000

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LIGHTSPEED HOLDINGS LLCDIRECT OWNER—
CHUN, YUEN NAFINOP, PFO2219603
GIBB, THOMAS ANTHONYPRESIDENT/CHIEF OPERATING OFFICER/PRINCIPAL OPERATIONS OFFICER4750905
NAIB, FARID AHMEDCEO6285310
PETZOLD, KEITH WILLIAMCHIEF COMPLIANCE OFFICER2944070
WEDBUSH FINANCIAL SERVICES, LLCDIRECT OWNER—

Disclosures

Regulatory Event

47

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(1/7/2019)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2013About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2014

Series 7 — General Securities Representative Examination

Passed Jan 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2022About the Series 24 exam
Cboe BYX Exchange, Inc.
SRO Registrations
Cboe BZX Exchange, Inc.
SRO Registrations
Cboe EDGA Exchange, Inc.
SRO Registrations
Cboe EDGX Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
Investors' Exchange LLC
SRO Registrations
NYSE American LLC
SRO Registrations
NYSE Arca, Inc.
SRO Registrations
NYSE National, Inc.
SRO Registrations
Nasdaq Stock Market
SRO Registrations
Nasdaq Texas, LLC
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Armond Forcella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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