Michael C. Whitman
Professional summary
Michael C Whitman, CFP® is a registered financial advisor currently at MILLENNIUM PLANNING GROUP, LLC located in Pittsboro, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael C Whitman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2019
Experience
September 22, 2022 - Present
MILLENNIUM PLANNING GROUP, LLC
Office #1: 120 Mosaic Blvd. Suite 200-7, Pittsboro, NC 27312February 19, 2014 - September 21, 2022
OSAIC FS, INC.
February 19, 2014 - September 21, 2022
OSAIC FS, INC.
May 16, 2013 - February 7, 2014
PRUCO SECURITIES, LLC.
January 29, 2010 - February 7, 2014
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/22/2022)
Exams
Series 7TO
Date: 12/17/2019
General Securities Representative ExaminationCurrent Firm
MILLENNIUM PLANNING GROUP, LLC
CRD#: 322368 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 141 |
| AUM (Assets Under Management) | $ 20,487,180 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MILLENNIUM PLANNING GROUP, LLC
CRD#: 322368Pittsboro, NC 27312TRUST BUT VERIFY
Monitor Michael Whitman
Get automatic monthly alerts on:
