Michael C. Whitman
MILLENNIUM PLANNING GROUP
PITTSBORO, NC 27312
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CRD#: 5738461
Professional summary
Michael C Whitman, CFP® is a registered financial advisor currently at MILLENNIUM PLANNING GROUP, LLC located in Pittsboro, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tech Consulting for Financial Advisors. 2) Pittsboro Elementary School PTA; Is the advisory affiliate principal control person: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: No; Location: 375 Pittsboro School Road Pittsboro NC 27312 USA; Description: PTA board; Position Title: Treasurer; Responsibilities Duties: General Duties (referencing Bylaws): The Treasurer should also follow the general duties outlined in the uniform PTA bylaws Section 6.6. Develop Financial Procedures: Develops financial procedures for the PTA that must be followed for the collection and deposit of PTA funds, as well as for reimbursement of PTA funds (these procedures are typically found in an Appendix). Keep President Informed: Keeps the President informed of PTA activities on an ongoing basis. Discuss Insurance Policy: Discusses the PTA insurance policy with the board, ensures it is current, and submits payment in a timely manner. Leadership Development: Participates in leadership development opportunities. Signatory on Checks: Serves as one of two signatories on PTA checks if two other officers are not available (the President is the primary signatory, and Vice Presidents can also be signatories).; Start date with business: 2025-08-26; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No;
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
September 22, 2022 - Present
MILLENNIUM PLANNING GROUP, LLC
Office #1: 120 Mosaic Blvd. Suite 200-7, Pittsboro, NC 27312RIA
CRD#: 322368
PITTSBORO, NC
Past
February 19, 2014 - September 21, 2022
OSAIC FS, INC.
RIA
CRD#: 3870
PITTSBORO, NC
Past
February 19, 2014 - September 21, 2022
OSAIC FS, INC.
BD
CRD#: 3870
PITTSBORO, NC
Past
May 16, 2013 - February 7, 2014
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
RALEIGH, NC
Past
January 29, 2010 - February 7, 2014
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
RALEIGH, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
MP
MILLENNIUM PLANNING GROUP, LLC
MILLENNIUM PLANNING GROUP, LLC
CRD#: 322368 / SEC#:
North Carolina
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Contact information
Main Address
120 Mosaic Blvd. Suite 200-7, Pittsboro, NC 27312
Mailing Address
Phone number
(984) 214-8540
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 141 |
| AUM (Assets Under Management) | $ 20,487,180 |
Red Flags
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Company Information
MILLENNIUM PLANNING GROUP, LLC
CRD#: 322368Pittsboro, NC 27312TRUST BUT VERIFY
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