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Ryan Edward O'flanagan

CORMARK SECURITIES (USA) LIMITED
TORONTO,
·CRD# 5738238·16 years experience

Professional Summary

Ryan Edward O'flanagan is a registered financial advisor currently at CORMARK SECURITIES (USA) LIMITED. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 1 firm and has passed the Series 63, SIE and Series 37 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

CORMARK SECURITIES (USA) LIMITED·CRD# 101000
BD
First Canadian Place 100 King Street W Suite 1200, Toronto, M5X 1C9
December 21, 2009 - Present

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Current Firm

CS
CORMARK SECURITIES (USA) LIMITED

CORMARK SECURITIES (USA) LIMITED | SPROTT SECURITIES (USA) LIMITED

CRD#: 101000 / SEC#: 8-52049
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9

Mailing Address

First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9

Phone Number

(416) 362-7485

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CORMARK SECURITIES INCSHAREHOLDER—
EDWARDS, LISA MARIECCO5592656
EURICH, DARREN LEECEO7323470
PECK, NANCY LYNNCHIEF FINANCIAL OFFICER5174759

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/21/2018)
RR
Colorado
(12/21/2018)
RR
Connecticut
(12/21/2018)
RR
Florida
(12/21/2018)
RR
Maryland
(6/27/2023)
RR
Massachusetts
(12/21/2018)
RR
Missouri
(12/21/2018)
RR
New Jersey
(12/21/2018)
RR
New York
(12/21/2018)
RR
Texas
(12/21/2018)
RR
Wisconsin
(12/21/2018)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2018About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)

Passed Dec 2009
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Edward O'flanagan's CRS (Customer Relationship Summary).

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