RO
Ryan E. O'flanagan
CORMARK SECURITIES (USA) LIMITED
TORONTO, M5X 1C9
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CRD#: 5738238
RO
Ryan Edward O'flanaganCORMARK SECURITIES (USA) LIMITED
Professional summary
Ryan Edward O'flanagan is a registered financial professional currently at CORMARK SECURITIES (USA) LIMITED .
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2009. Ryan has worked at 1 firm and has passed the Series 63, SIE and Series 37 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan Edward O'flanagan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2009 - Present
CORMARK SECURITIES (USA) LIMITED
Office #1: First Canadian Place 100 King Street W Suite 1200, Toronto, M5X 1C9BD
CRD#: 101000
TORONTO,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/21/2018)
RR
Colorado(12/21/2018)
RR
Connecticut(12/21/2018)
RR
Florida(12/21/2018)
RR
Maryland(6/27/2023)
RR
Massachusetts(12/21/2018)
RR
Missouri(12/21/2018)
RR
New Jersey(12/21/2018)
RR
New York(12/21/2018)
RR
Texas(12/21/2018)
RR
Wisconsin(12/21/2018)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 37
Passed: 12/18/2009
Canada Module of the General Securities Registered Representative (With Options Questions)
SRO Registrations
RR
FINRA
Current Firm
CS
CORMARK SECURITIES (USA) LIMITED
CORMARK SECURITIES (USA) LIMITED | SPROTT SECURITIES (USA) LIMITED
CRD#: 101000 / SEC#: , 8-52049
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9
Mailing Address
First Canadian Place 100 King St W, Suite 1200, Toronto, Ontario, M5X 1C9
Phone number
(416) 362-7485
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (21 States and Territories)
Documents
Red Flags
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