Ahmed-james M. Nadim
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ahmed-james Mahmoud Nadim, who also goes by A.j. Nadim, Ahmed-james Nadim, was a registered financial professional .
Ahmed-james is a previously registered financial professional and started their career in finance in 2012. Ahmed-james had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2020 - July 29, 2022
EDELMAN FINANCIAL ENGINES
November 16, 2016 - September 26, 2018
J.P. MORGAN SECURITIES LLC
October 14, 2016 - September 26, 2018
J.P. MORGAN SECURITIES LLC
October 23, 2013 - December 8, 2015
J.P. MORGAN SECURITIES LLC
December 13, 2012 - October 4, 2013
DAVID LERNER ASSOCIATES, INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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