John-oliver Beirne

BEIRNE.

Shelton, CT 06484

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CRD#: 5737703

Professional summary

John-oliver Beirne, who also goes by John O Beirne, is a registered financial advisor currently at BEIRNE. located in Shelton, Connecticut.

John-oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. John-oliver has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John O Beirne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John-oliver Beirne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2013 - Present

BEIRNE.

Office #1: 3 Enterprise Drive Suite 410, Shelton, CT 06484

RIA

CRD#: 167103

Shelton, CT

Past

January 25, 2012 - February 15, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

MILFORD, CT

Past

January 20, 2012 - March 19, 2013

BEIRNE WEALTH CONSULTING, LLC

RIA

CRD#: 160184

MILFORD, CT

Past

March 29, 2010 - January 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW HAVEN, CT

Past

January 27, 2010 - January 24, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW HAVEN, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEIRNE.

BEIRNE | BEIRNE. | BEIRNE WEALTH CONSULTING SERVICES, LLC | BEIRNE GROUP

CRD#: 167103 / SEC#: 801-77726

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/31/2023)

IAR

Connecticut
(4/5/2013)

IAR

Florida
(10/26/2023)

IAR

New Jersey
(9/6/2023)

IAR

New York
(8/31/2023)

IAR

Pennsylvania
(8/26/2019)

IAR

Texas
(4/5/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/26/2010

General Securities Representative Examination

Current Firm

BEIRNE.

BEIRNE | BEIRNE. | BEIRNE WEALTH CONSULTING SERVICES, LLC | BEIRNE GROUP

CRD#: 167103 / SEC#: 801-77726

RIA

Registered Investment Advisory firm - (2/1/2013 Approved)

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Contact information

Main Address

3 Enterprise Drive Suite 410, Shelton, CT 06484

Mailing Address

Phone number

(203) 701-8606

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEIRNE WEALTH CONSULTING SERVICES, LLC D/B/A BEIRNE. DISCLOSURE BROCHURE (3/25/2025)

BEIRNE WEALTH CONSULTING SERVICES, LLC D/B/A BEIRNE. WRAP BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,153
AUM (Assets Under Management)	$ 1,199,023,633

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/30/2025	Cover Page	Report
12/17/2024	Cover Page	Report
05/13/2024	Cover Page	Report
11/08/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John-oliver Beirne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John-oliver Beirne's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEIRNE.

PURSHE KAPLAN STERLING INVESTMENTS

BEIRNE WEALTH CONSULTING, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BEIRNE.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2010

Series 7

Date: 1/26/2010

Current Firm

BEIRNE.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BEIRNE.

TRUST BUT VERIFY

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