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GL

Gregory L. Lawrence

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CRD#: 5736065
GL

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Lynn Lawrence, who also goes by Greg Lawrence, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 2010. Gregory had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Greg Lawrence

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 1, 2014 - February 5, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 124446
HOOVER, AL
Past

May 1, 2014 - February 5, 2015

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
HOOVER, AL
Past

April 23, 2014 - May 1, 2014

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
SARASOTA, FL
Past

April 23, 2014 - May 1, 2014

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
BIRMINGHAM, AL
Past

May 23, 2013 - April 23, 2014

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
BIRMINGHAM, AL
Past

May 23, 2013 - April 23, 2014

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
BIRMINGHAM, AL
Past

July 27, 2010 - May 22, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
BIRMINGHAM, AL
Past

February 9, 2010 - May 22, 2013

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
BIRMINGHAM, AL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/22/2010
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


JP
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC | TRIUMPH CAPITAL, LLC

CRD#: 124446 / SEC#: 801-67970

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Contact information


Main Address
One Buckhead Plaza 3060 Peachtree Road Nw 11th Floor, Atlanta, GA, 30305
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

CRD#: 124446

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