Kristina B. Schuler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristina Brown Schuler, who also goes by Kristina Marie Brown, Kristina B Schuler, was a registered financial professional .
Kristina is a previously registered financial professional and started their career in finance in 2009. Kristina had worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2021 - December 31, 2025
PARADIEM, LLC
March 25, 2020 - April 8, 2021
HANCOCK WHITNEY INVESTMENT SERVICES INC.
August 10, 2018 - March 25, 2020
EDELMAN FINANCIAL ENGINES
October 18, 2010 - June 26, 2012
PRITCHARD CAPITAL PARTNERS, LLC
December 21, 2009 - October 19, 2010
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
PARADIEM, LLC
CRD#: 158200 / SEC#: 801-110924
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARADIEM, LLC
CRD#: 158200 / SEC#: 801-110924
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 403 |
| AUM (Assets Under Management) | $ 466,197,031 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
