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JM

John P. Moyer

FMG DISTRIBUTORS
New Canaan, CT 06840
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CRD#: 5735017
JM

Professional summary


John Philip Moyer is a registered financial professional currently at FMG DISTRIBUTORS, INC. located in New Canaan, Connecticut.

John is registered as a RR (Registered Representative) and started their career in finance in 2009. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Philip Moyer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 25, 2021 - Present

FMG DISTRIBUTORS, INC.

Office #1: 557 Oenoke Ridge Road, New Canaan, CT 06840
BD
CRD#: 29243
New Canaan, CT
Past

December 11, 2017 - August 26, 2019

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
NEW YORK, NY
Past

December 11, 2017 - August 26, 2019

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
NEW YORK, NY
Past

July 16, 2015 - April 19, 2017

AST INVESTMENT SERVICES, INC.

RIA
CRD#: 108897
SHELTON, CT
Past

June 24, 2015 - April 19, 2017

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

September 22, 2010 - November 4, 2014

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
BRIARELIFF, NY
Past

December 17, 2009 - November 4, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
BRIARELIFF, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(3/25/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/6/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


FD
FMG DISTRIBUTORS, INC.
FMG DISTRIBUTORS, INC.

CRD#: 29243 / SEC#: , 8-44258

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
557 Oenoke Ridge Road, New Canaan, CT 06840
Mailing Address
557 Oenoke Ridge Road, New Canaan, CT 06840
Phone number
(203) 354-4910
Established
Connecticut since 09/19/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
KAISER, JAMES GERARDPRESIDENT-CCO

Disclosures


Regulatory Event2

Red Flags


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Company Information


FMG DISTRIBUTORS, INC.

CRD#: 29243New Canaan, CT 06840

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