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AB

Arun K. Batavia

ARC GROUP SECURITIES
TEMPE, AZ 85281
Some features on this profile are disabled
CRD#: 5734748
AB
Arun Kumar BataviaARC GROUP SECURITIES

Professional summary

Arun Kumar Batavia is a registered financial professional currently at ARC GROUP SECURITIES LLC located in Tempe, Arizona.

Arun is registered as a RR (Registered Representative) and started their career in finance in 2010. Arun has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Arun Kumar Batavia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 14, 2026 - Present

ARC GROUP SECURITIES LLC

Office #1: 398 S Mill Avenue Suite 306, Tempe, AZ 85281
BD
CRD#: 132026
TEMPE, AZ
Past

January 5, 2023 - January 3, 2025

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

September 2, 2020 - October 1, 2021

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

April 19, 2017 - March 31, 2020

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

July 1, 2015 - October 31, 2016

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

January 6, 2010 - May 15, 2015

CORPORATE FINANCE SECURITIES, INC.

BD
CRD#: 143453
LAGUNA HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/14/2026)
RR
California
(7/14/2026)
RR
Delaware
(7/14/2026)
RR
New York
(7/14/2026)
RR
Oregon
(7/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/7/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/4/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/2/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

AG
ARC GROUP SECURITIES LLC
ARC GROUP SECURITIES LLC | OBJECTIVE EQUITY, LLC

CRD#: 132026 / SEC#: , 8-66541

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
380 Bretano Way, Greenbrae, CA 94904
Mailing Address
380 Bretano Way, Greenbrae, CA 94904
Phone number
(212) 334-6365
Established
New York since 04/06/2004
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ARC GROUP US HOLDINGS, LLCMEMBER
FLEISCHMAN, SAMUEL JAYCCO1860709
HANNA, IAN LEECEO7922113
MEGENITY, BRIAN MCDONALDFINOP2889637
RIEDEL, DAVIDPRESIDENT/COO2541129

Disclosures

Regulatory Event2

Red Flags

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Company Information

ARC GROUP SECURITIES LLC

CRD#: 132026Tempe, AZ 85281

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