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Steven E. Powers

INGALLS INVESTMENT MANAGEMENT
NEW YORK, NY 10020
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CRD#: 5734702
SP
Steven Edward PowersINGALLS INVESTMENT MANAGEMENT

Professional summary

Steven Edward Powers, CFA, who also goes by Steven Powers, is a registered financial advisor currently at INGALLS INVESTMENT MANAGEMENT, LLC located in New York, New York.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Steven has worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 25 exams.

At a Glance

Always Fiduciary

Aliases

Steven Powers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Edward Powers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

August 10, 2026 - Present

INGALLS INVESTMENT MANAGEMENT, LLC

Office #1: 1 Rockefeller Plaza 7th Floor, New York, NY 10020
RIA
CRD#: 343369
NEW YORK, NY
Past

March 26, 2024 - August 10, 2026

INGALLS & SNYDER, LLC

RIA
CRD#: 2288
NEW YORK, NY
Past

March 8, 2013 - May 31, 2013

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

November 20, 2009 - January 22, 2013

TD PRIME SERVICES LLC

BD
CRD#: 1914
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
II
INGALLS INVESTMENT MANAGEMENT, LLC
2X WEALTH GROUP | STEWART ASSET MANAGEMENT TEAM | NOBSKA CAPITAL MANAGEMENT | INGALLS INVESTMENT MANAGEMENT, LLC | FUNDAMENTAL EQUITY ADVISORS | BRIDGEHAMPTON GROUP | 6TH AVENUE TEAM

CRD#: 343369 / SEC#: 801-5016

RIA
Registered Investment Advisory firm - (8/21/1968 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(8/10/2026)
IAR
California
(8/10/2026)
IAR
Colorado
(8/10/2026)
IAR
Connecticut
(8/10/2026)
IAR
Delaware
(8/10/2026)
IAR
Florida
(8/10/2026)
IAR
Kansas
(8/10/2026)
IAR
Maine
(8/10/2026)
IAR
Massachusetts
(8/10/2026)
IAR
New Hampshire
(8/10/2026)
IAR
New Jersey
(8/10/2026)
IAR
New York
(8/10/2026)
IAR
North Carolina
(8/10/2026)
IAR
Ohio
(8/10/2026)
IAR
South Carolina
(8/10/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 4/1/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 5/6/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/22/2010
General Securities Representative Examination
General Industry/Product Exam
RR
Series 25
Date: 6/28/2010
NYSE Trading Assistant Examination

Current Firm

II
INGALLS INVESTMENT MANAGEMENT, LLC
2X WEALTH GROUP | STEWART ASSET MANAGEMENT TEAM | NOBSKA CAPITAL MANAGEMENT | INGALLS INVESTMENT MANAGEMENT, LLC | FUNDAMENTAL EQUITY ADVISORS | BRIDGEHAMPTON GROUP | 6TH AVENUE TEAM

CRD#: 343369 / SEC#: 801-5016

RIA
Registered Investment Advisory firm - (8/21/1968 Approved)
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Contact information

Main Address
1 Rockefeller Plaza 7th Floor, New York, NY 10020
Mailing Address
Phone number
(212) 269-7800
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IIM_BROCHURE_07012026 (7/24/2026)

Regulatory assets under management

Total Number of Accounts4,453
AUM (Assets Under Management)$ 7,826,602,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INGALLS INVESTMENT MANAGEMENT, LLC

CRD#: 343369New York, NY 10020

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