Leila D. Schaefer

MOSAIC WEALTH STRATEGIES LLC

Greenville, SC

Some features on this profile are disabled

CRD#: 5734067

Professional summary

Leila Dupree Schaefer, who also goes by Leila Dupree Grimball, Leila G Schaefer, is a registered financial advisor currently at MOSAIC WEALTH STRATEGIES LLC located in Greenville, South Carolina.

Leila is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Leila has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leila Dupree Grimball | Leila G Schaefer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; Columbia, SC 29205; Start Date 04/2016; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF MOSAIC WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SERVICING ITS INSURANCE AND FINANCIAL PRODUCT CLIENTS; INVESTMENT RELATED; ASSOCIATE] [Rental Property; Renting of real estate property; 108 Blacks Drive Greenville, SC 29615; Start Date 05/2016; Role/Title: Property Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leila Dupree Schaefer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2018 - Present

MOSAIC WEALTH STRATEGIES LLC

RIA

CRD#: 291032

Greenville, SC

Past

September 8, 2016 - January 22, 2018

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

Columbia, SC

Past

July 7, 2016 - January 22, 2018

NYLIFE SECURITIES LLC

CRD#: 5167

COLUMBIA, SC

Past

November 21, 2014 - March 10, 2016

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

GREENVILLE, SC

Past

March 21, 2012 - March 10, 2016

NYLIFE SECURITIES LLC

CRD#: 5167

GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/27/2018)

IAR

South Carolina
(1/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/30/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/19/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOSAIC WEALTH STRATEGIES LLC

CRD#: 291032 / SEC#:

Georgia

Registered Investment Advisory firm - (2/27/2018 Approved)

South Carolina

Registered Investment Advisory firm - (1/29/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Greenville, SC

Mailing Address

Phone number

(803) 666-0331

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leila D. Schaefer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leila Dupree Schaefer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOSAIC WEALTH STRATEGIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/30/2014

Series 63

Date: 12/12/2012

SIE

Date: 1/22/2018

Series 7

Date: 1/6/2014

Series 6

Date: 3/19/2012

Current Firm

MOSAIC WEALTH STRATEGIES LLC

Contact information

Documents

Red Flags

Company Information

MOSAIC WEALTH STRATEGIES LLC

TRUST BUT VERIFY

Similar Advisors