SH
Sean P. Heney
PORTSIDE WEALTH GROUP
Richfield, OH 44286
Some features on this profile are disabled
CRD#: 5733969
SH
Professional summary
Sean Patrick Heney, who also goes by Sean P Heney, Sean Patrick Heney, is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Richfield, Ohio and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Sean has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean P Heney | Sean Patrick Heney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ALLEGIS ADVISORS - 12/4/2022 - 10232 Old Orchard Drive, Brecksville, OH 44141 - Partner, financial planner, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) SUNCREST ADVISORS - 2/18/2022 - 3807 Brecksville Road, Suite 1, Richfield, OH 44286 - Partner, financial planner, Not Invt Rel, insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 3. PORTSIDE WEALTH GROUP - 5/16/2023 - 10232 Old Orchard Drive, Brecksville, OH 44141 - Investment Advisor Representative, RIA, Financial Planning and Investment Advisory, Inv't rel, 30 hrs/mo; 30 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Sean Patrick Heney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2023 - Present
PORTSIDE WEALTH GROUP, LLC
Office #1: 3807 Brecksville Road Unit 1, Richfield, OH 44286RIA
CRD#: 325175
Richfield, OH
Current
January 20, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
February 22, 2022 - January 25, 2023
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Scottsdale, AZ
Past
February 14, 2022 - June 14, 2023
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
Scottsdale, AZ
Past
May 26, 2017 - February 8, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
SCOTTSDALE, AZ
Past
May 19, 2017 - February 8, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SCOTTSDALE, AZ
Past
October 20, 2016 - March 7, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PHOENIX, AZ
Past
February 17, 2015 - September 16, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PHOENIX, AZ
Past
January 30, 2015 - March 7, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PHOENIX, AZ
Past
February 4, 2014 - November 24, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
CUYAHOGA FALLS, OH
Past
November 18, 2013 - January 14, 2014
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MAYFIELD HEIGHTS, OH
Past
September 3, 2013 - November 8, 2013
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
VALLEY VIEW, OH
Past
March 26, 2013 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
VALLEY VIEW, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/20/2023)
RR
Arizona(1/20/2023)
IAR
Arizona(4/25/2023)
RR
California(1/20/2023)
RR
New York(1/20/2023)
RR
Ohio(1/20/2023)
IAR
Ohio(10/4/2024)
IAR
Texas(6/8/2023)
RR
Utah(1/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
