CZ
Charles Zodda
ARMSTRONG ADVISORY GROUP
PORTSMOUTH, NH 03801
Some features on this profile are disabled
CRD#: 5733657
CZ
Professional summary
Charles Zodda is a registered financial advisor currently at ARMSTRONG ADVISORY GROUP INC. located in Portsmouth, New Hampshire.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Charles has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE SALES: Mr. Zodda is a licensed insurance agent/producer. Business is conducted at 144 Gould St, Ste 210, Needham MA 02494, United States. Start date: 04/2011. Prior to 06/01/2022: Investment Related. All types of insurance products have been sold inclusive of those that require securities registration. Effective 06/01/2022: Investment related. Sales of Insurance Products that do not require securities licensing only. Number of hours: Less than an hour per month. (2) THE FINANCIAL EXCHANGE: Mr. Zodda is a Radio Host. As such, Mr. Zodda is co-hosting the radio program "The Financial Exchange". Activity is conducted at 144 Gould St, Ste 210, Needham MA 02494, United States. Investment related: As a co-host of the financial show, Mr. Zodda expresses his views and provides contemporaneous comments related to the general market, economic developments as well as certain educational information. Start date: 08/2015. Mr. Zodda dedicates 2 hours a day to this activity. (3) TV ANALAYST: Mr. Zodda is a commentator providing investment and economic information to local television news stations on an as-needed basis. Investment related. As a TV commentator, Mr. Zodda expresses his views and provides contemporaneous comments related to the general market, economic developments. Start date: 04/2011. Mr. Zodda dedicates 8 hours a week to this activity. (4) STUBHUB - OCCASIONAL TICKET SELLER: Mr. Zodda is an owner of a set of season tickets for Boston Burins games. From time to time, when unable to attend, Mr. Zodda lists game tickets on StubHub. Not Investment Related. Location: N/A. Start date: 10/2018; Dedicated hours: N/A (5) FESSENDEN SCHOOL ALUMNI EXECUTIVE COMMITTEE: Mr. Zodda is a volunteer. Activity is conducted at 250 Waltham St., West Newton, MA 02465. As a volunteer, Mr. Zodda participates in meetings and activities related to reunions and school alumni networking events. Not investment related. Start Date: 10/2017. No dedicated hours.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Zodda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 3, 2022 - Present
ARMSTRONG ADVISORY GROUP INC.
Office #1: One New Hampshire Ave Ste 125, Portsmouth, NH 03801Office #2: 144 Gould Street Suite 210, Needham, MA 02494RIA
CRD#: 318662
PORTSMOUTH, NH
Past
February 9, 2011 - June 1, 2022
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
NEEDHAM, MA
Past
January 28, 2010 - June 1, 2022
SECURITIES AMERICA, INC.
BD
CRD#: 10205
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARMSTRONG ADVISORY GROUP INC.
ARMSTRONG ADVISORY GROUP INC. | ARMSTRONG ADVISORY GROUP LLC
CRD#: 318662 / SEC#: 801-123659
RIA
Registered Investment Advisory firm - (4/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/3/2022)
IAR
New Hampshire(5/31/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
ARMSTRONG ADVISORY GROUP INC.
ARMSTRONG ADVISORY GROUP INC. | ARMSTRONG ADVISORY GROUP LLC
CRD#: 318662 / SEC#: 801-123659
RIA
Registered Investment Advisory firm - (4/8/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
144 Gould Street Suite 210, Needham, MA 02494
Mailing Address
Phone number
(781) 433-0001
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,841 |
| AUM (Assets Under Management) | $ 1,437,702,524 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2024 | ||
| 05/30/2024 | ||
| 03/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARMSTRONG ADVISORY GROUP INC.
CRD#: 318662Portsmouth, NH 03801TRUST BUT VERIFY
Monitor Charles Zodda
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
