Clinton T. Wood

TRG INVESTMENT ADVISORS

Burlington, VT 05401

CRD#: 5733324

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Professional summary

Clinton Tyler Wood is a registered financial advisor currently at TRG INVESTMENT ADVISORS, LLC located in Burlington, Vermont.

Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Clinton has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Tyler Wood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2024 - Present

TRG INVESTMENT ADVISORS, LLC

Office #1: 159 Bank Street Suite 202, Burlington, VT 05401

RIA

CRD#: 315629

Burlington, VT

Past

June 29, 2010 - October 15, 2024

EQUITY SERVICES, INC.

CRD#: 265

LINCOLN, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRG INVESTMENT ADVISORS, LLC

TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC

CRD#: 315629 / SEC#: 801-122090

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(11/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/28/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRG INVESTMENT ADVISORS, LLC

TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC

CRD#: 315629 / SEC#: 801-122090

RIA

Registered Investment Advisory firm - (8/13/2021 Approved)

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Contact information

Main Address

48 Harris Place, Brattleboro, VT 05301

Mailing Address

Po Box 820, Brattleboro, VT 05302

Phone number

(800) 222-6016

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (1/21/2026)

PART 2A OF FORM ADV: FIRM BROCHURE (1/21/2026)

Regulatory assets under management

Total Number of Accounts	534
AUM (Assets Under Management)	$ 1,113,838,194

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clinton T. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Tyler Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRG INVESTMENT ADVISORS, LLC

EQUITY SERVICES, INC.

Primary Firm SEC Registration

TRG INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2024

Series 63

Date: 3/19/2021

SIE

Date: 10/1/2018

Series 6

Date: 6/28/2010

Current Firm

TRG INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRG INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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