CW
Clinton T. Wood
TRG INVESTMENT ADVISORS
Burlington, VT 05401
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CRD#: 5733324
CW
Clinton Tyler WoodTRG INVESTMENT ADVISORS
Professional summary
Clinton Tyler Wood is a registered financial advisor currently at TRG INVESTMENT ADVISORS, LLC located in Burlington, Vermont.
Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Clinton has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) National Association of Insurance and Financial Advisors - Vermont. NAIFA National - 1000 Wilson Boulevard, Sute 1890, Arlington, VA 22209. 5-10 hours per month. Some during trading hours. Not Investment-Related. I have been a member of NAIFA VT since about 2009 and a member of the NAIFA VT board of directors since about 2016. Ongoing participation in the professional organization and as a member of the BOD. Collaborating with membership to implement an annual strategic plan for the Vermont Chapter in accordance with the guidelines of NAIFA National. Activities include professional networking as well as state a national legislative lobbying at the direction of NAIFA National. NAIFA VT financial resources are managed and monitored by chapter management services through NAIFA. This activity is incidental to my work at TRG Investment Advisors. 2) Wood Family Trust - 716 West Hill Rd, Lincoln, VT 05443. Not investment related. I serve as a trustee on the Wood Family Trust for the benefit of a family-owned property in East Falmouth, MA. I am a trustee on two of the three divisions of the family trust. No activity during trading hours. All financial assets in the trust are invested and managed by a third-party investment advisor. 3) National Life of Vermont - One National Life Drive, Montpelier, VT 05604. Not investment-related. I am contracted to be able to offer life insurance and annuity products as an independent agent with NLV. The focus is fixed and indexed products. I have been contracted with NLV since August 2008. This activity is incidental to my work at TRGIA. Minimal time expected for this activity. Not likely during regular securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Clinton Tyler Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2024 - Present
TRG INVESTMENT ADVISORS, LLC
Office #1: 159 Bank Street Suite 202, Burlington, VT 05401RIA
CRD#: 315629
Burlington, VT
Past
June 29, 2010 - October 15, 2024
EQUITY SERVICES, INC.
BD
CRD#: 265
LINCOLN, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TRG INVESTMENT ADVISORS, LLC
TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC
CRD#: 315629 / SEC#: 801-122090
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(11/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TI
TRG INVESTMENT ADVISORS, LLC
TRG INVESTMENT ADVISORS, LLC | TRG RETIREMENT PLAN CONSULTANTS LLC
CRD#: 315629 / SEC#: 801-122090
RIA
Registered Investment Advisory firm - (8/13/2021 Approved)Loading...
Contact information
Main Address
48 Harris Place, Brattleboro, VT 05301
Mailing Address
Po Box 820, Brattleboro, VT 05302
Phone number
(800) 222-6016
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 1,113,838,194 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
