Chuan Duan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chuan Duan was a registered financial professional .
Chuan is a previously registered financial professional and started their career in finance in 2011. Chuan had worked at 3 firms and has passed the Series 57TO, SIE, Series 55, Series 7 and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2026 - September 25, 2026
WALLEYE TRADING LLC
August 21, 2017 - December 4, 2024
TWO SIGMA SECURITIES, LLC
March 28, 2011 - August 22, 2017
IBKR SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
What does exam status mean?
Series 57TO
Passed: 1/2/2023
Securities Trader ExamCurrent Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
