JS
Jeremy D. Shepherd
REEF SECURITIES
RICHARDSON, TX 75080-3558
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CRD#: 5731348
JS
Professional summary
Jeremy Dean Shepherd is a registered financial professional currently at REEF SECURITIES, INC. located in Richardson, Texas.
Jeremy is registered as a RR (Registered Representative) and started their career in finance in 2009. Jeremy has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jeremy Dean Shepherd's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2009 - Present
REEF SECURITIES, INC.
Office #1: 1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558BD
CRD#: 31951
RICHARDSON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/26/2021)
RR
California(1/22/2021)
RR
Colorado(2/16/2021)
RR
Florida(11/16/2009)
RR
Georgia(1/25/2021)
RR
Idaho(1/31/2024)
RR
Illinois(2/3/2025)
RR
Iowa(5/17/2021)
RR
Kansas(1/30/2024)
RR
Louisiana(2/7/2024)
RR
Maryland(5/13/2025)
RR
Massachusetts(2/28/2024)
RR
Michigan(2/22/2024)
RR
Missouri(2/3/2021)
RR
Nevada(2/5/2024)
RR
New Jersey(2/2/2024)
RR
New York(2/8/2021)
RR
North Carolina(2/1/2024)
RR
North Dakota(2/1/2021)
RR
Ohio(11/17/2009)
RR
Oklahoma(2/15/2024)
RR
Oregon(2/6/2024)
RR
Pennsylvania(7/22/2022)
RR
Rhode Island(1/31/2024)
RR
South Carolina(5/25/2021)
RR
South Dakota(11/4/2021)
RR
Texas(1/12/2021)
RR
Utah(2/20/2024)
RR
Virginia(2/13/2025)
RR
Washington(2/8/2021)
RR
West Virginia(2/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RS
REEF SECURITIES, INC.
REEF SECURITIES, INC. | WESTERN AMERICAN SECURITIES CORPORATION
CRD#: 31951 / SEC#: , 8-45583
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558
Mailing Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558
Phone number
(972) 437-6895
Established
Texas since 02/18/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REEF SECURITIES, INC.
CRD#: 31951Richardson, TX 75080-3558TRUST BUT VERIFY
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