Paul Frank Mauceli Jr
Professional Summary
Paul Frank Mauceli JR, who also goes by Jr Paul Frank Mauceli, is a registered financial advisor currently at REEF SECURITIES, INC. located in Richardson, Texas. Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 1 firm and has passed the Series 63, SIE, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jr Paul Frank Mauceli
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Years of Experience
33 years in the financial services industry
Current & Past Employments
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current Firm
REEF SECURITIES, INC. | WESTERN AMERICAN SECURITIES CORPORATION
Contact Information
Main Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558Mailing Address
1901 N Central Expressway, Suite 310, Richardson, TX 75080-3558Phone Number
(972) 437-6895Established
Texas since 02/18/1993Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (35 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
8Arbitration
1Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
State Registrations and Notice Filings
(1/26/2021)
(1/25/2021)
(2/16/2021)
(8/12/1993)
(1/25/2021)
(7/12/2022)
(3/4/2024)
(3/20/2026)
(5/11/2021)
(2/17/2022)
(2/14/2025)
(2/2/2022)
(8/14/2025)
(4/13/2021)
(2/22/2024)
(3/16/2026)
(2/5/2024)
(7/22/2022)
(2/27/2026)
(4/15/2021)
(4/15/2021)
(2/1/2021)
(7/19/1993)
(2/26/2024)
(1/29/2021)
(9/29/2022)
(3/1/2021)
(11/4/2021)
(1/12/2021)
(2/20/2024)
(1/31/2025)
(2/12/2021)
(2/24/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Mar 1993About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Mar 1993About the Series 39 examSRO Registrations
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRS (Client Relationship Summary) - BD
Click below to view Paul Frank Mauceli JR's CRS (Customer Relationship Summary).
Similar Advisors
ORION WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
