Adam J. Grell
Professional summary
Adam Jeffrey Grell, who also goes by Adam Jeffrey Grell, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Chicago, Illinois.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2013. Adam has worked at 12 firms and has passed the Series 66, Series 99TO, Series 50, SIE, Series 52, Series 7, Series 54, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Jeffrey Grell's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2025 - Present
INTERACTIVE BROKERS LLC
Office #1: 209 South Lasalle Street 10th Floor, Chicago, IL 60604November 4, 2021 - November 14, 2025
FIS BROKERAGE & SECURITIES SERVICES LLC
November 4, 2020 - November 1, 2021
PTMA INVESTMENT ADVISORS
November 4, 2020 - November 1, 2021
PMA SECURITIES, LLC
March 2, 2018 - October 27, 2020
CETERA INVESTMENT ADVISERS LLC
July 10, 2015 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
July 10, 2015 - November 9, 2016
INVESTORS CAPITAL CORP.
July 10, 2015 - October 26, 2017
SUMMIT BROKERAGE SERVICES, INC.
July 10, 2015 - October 26, 2017
GIRARD SECURITIES, INC.
April 3, 2015 - October 26, 2017
CETERA ADVISORS LLC
April 3, 2015 - October 27, 2020
CETERA FINANCIAL SPECIALISTS LLC
November 14, 2013 - October 26, 2017
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/16/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 92 |
| Arbitration | 26 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
