BP
Brian T. Pierce
APOLLON WEALTH MANAGEMENT
Atlanta, GA 30326
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CRD#: 5731138
BP
Professional summary
Brian Timothy Pierce, who also goes by Pierce Brian, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Mt. Pleasant, South Carolina.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Brian has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pierce Brian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
APOLLON WEALTH MANAGEMENT DBA CATALYST APOLLON; WEALTH ADVISOR; SEC-REGISTERED INVESTMENT ADVISER ; INVESTMENT RELATED; AT REGISTERED LOCATION; 5/12/2023; 160 HRS/MONTH; 160 HRS/MONTH DURING TRADING; WEALTH ADVISOR. || JOHNS CREEK NRG INC; POSITION: PRESIDENT; NATURE: NETWORKING GROUP WITH OTHER PROFESSIONALS; INVESTMENT RELATED: NO; NUMBER OF HOURS: 5; SECURITIES TRADING HOURS: 0; START DATE: 05/06/2011; 1001 CAMBRIDGE SQUARE, SUITE D, ALPHARETTA, GA 30009; DESCRIPTION: LEADS A MEETING ONCE PER WEEK WHERE PROFESSIONALS GATHER TO DISCUSS BUSINESS AND NETWORK TOGETHER. || VARIOUS INSURANCE AGENCIES; POSITION: AGENT; NATURE: INSURANCE ADMINISTRATION; INVESTMENT RELATED; NUMBER OF HOURS: 10; SECURITIES TRADING HOURS: 5; START DATE: 08/01/2009; DESCRIPTION: PREPARE PAPERWORK AND SUBMIT APPLICATIONS FOR UNDERWRITING TO VARIOUS LIFE, DISABILITY, LONG-TERM CARE INSURANCE AND FIXED AND FIXED INDEX ANNUITY CARRIERS; 5400 LAUREL SPRINGS PKWY, SUITE 203, SUWANEE, GA 30024 || ADVISORS EXCEL; POSITION: INSURANCE AGENT; NATURE: INSURANCE AND ANNUITIES; INVESTMENT RELATED; NUMBER OF HOURS: 10; SECURITIES TRADING HOURS: 10; START DATE: 04/26/2017; 5400 LAUREL SPRINGS PKWY, SUITE 203, SUWANEE, GA 30024; DESCRIPTION: USES TO HELP WITH INSURANCE AND ANNUITIES SERVICES FOR CLIENTS. || IMPACT PARTNERSHIP LLC POSITION: Insurance independent contractor NATURE: IMO, Fixed Insurance and Annuity Business INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2019 ADDRESS: 3550 George Busbee Pkwy Suite 450, Kennesaw GA 30144, United States DESCRIPTION: Sell fixed insurance and annuity products when appropriate.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Timothy Pierce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2023 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: 3344 Peachtree Road Ne, Suite 2600, Atlanta, GA 30326RIA
CRD#: 291902
Atlanta, GA
Current
January 23, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 111 Coleman Blvd Suite 402, Mt. Pleasant, SC 29464BD
CRD#: 35747
Mt. Pleasant, SC
Past
May 4, 2018 - December 13, 2023
CATALYST WEALTH MANAGEMENT
RIA
CRD#: 291138
ATLANTA, GA
Past
December 16, 2015 - July 11, 2018
KALOS MANAGEMENT
RIA
CRD#: 133025
Suwanee, GA
Past
November 9, 2015 - October 3, 2022
KALOS CAPITAL, INC.
BD
CRD#: 44337
Atlanta, GA
Past
November 10, 2011 - December 31, 2015
TRIAD ADVISORS LLC
RIA
CRD#: 25803
SUWANEE, GA
Past
September 28, 2011 - November 12, 2015
TRIAD ADVISORS LLC
BD
CRD#: 25803
SUWANEE, GA
Past
December 23, 2009 - October 5, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2023)
RR
Florida(1/23/2023)
RR
Georgia(1/23/2023)
IAR
Georgia(5/8/2023)
RR
Nevada(1/23/2023)
RR
North Carolina(1/23/2023)
RR
Oklahoma(1/23/2023)
RR
South Carolina(1/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/23/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
